Home > 104th Congressional Bills > H.R. 1022 (ih) To provide regulatory reform and to focus national economic resources [Introduced in House] ...

H.R. 1022 (ih) To provide regulatory reform and to focus national economic resources [Introduced in House] ...


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requirement designed to protect health, safety, or the environment. 
Nothing in this title shall be interpreted to preclude the 
consideration of any data or the calculation of any estimate to more 
fully describe risk or provide examples of scientific uncertainty or 
variability. Nothing in this title shall be construed to require the 
disclosure of any trade secret or other confidential information.

SEC. 104. PRINCIPLES FOR RISK ASSESSMENT.

    (a) In General.--The head of each covered Federal agency shall 
apply the principles set forth in subsection (b) in order to assure 
that significant risk assessment documents and all of their components 
distinguish scientific findings from other considerations and are, to 
the extent feasible, scientifically objective, unbiased, and inclusive 
of all relevant data and rely, to the extent available and practicable, 
on scientific findings. Discussions or explanations required under this 
section need not be repeated in each risk assessment document as long 
as there is a reference to the relevant discussion or explanation in 
another agency document which is available to the public.
    (b) Principles.--The principles to be applied are as follows:
            (1) When discussing human health risks, a significant risk 
        assessment document shall contain a discussion of both relevant 
        laboratory and relevant epidemiological data of sufficient 
        quality which finds, or fails to find, a correlation between 
        health risks and a potential toxin or activity. Where conflicts 
        among such data appear to exist, or where animal data is used 
        as a basis to assess human health, the significant risk 
        assessment document shall, to the extent feasible and 
        appropriate, include discussion of possible reconciliation of 
        conflicting information, and as relevant, differences in study 
        designs, comparative physiology, routes of exposure, 
        bioavailability, pharmacokinetics, and any other relevant 
        factor, including the sufficiency of basic data for review. The 
        discussion of possible reconciliation should indicate whether 
        there is a biological basis to assume a resulting harm in 
        humans. Animal data shall be reviewed with regard to its 
        relevancy to humans.
            (2) Where a significant risk assessment document involves 
        selection of any significant assumption, inference, or model, 
        the document shall, to the extent feasible--
                    (A) present a representative list and explanation 
                of plausible and alternative assumptions, inferences, 
                or models;
                    (B) explain the basis for any choices;
                    (C) identify any policy or value judgments;
                    (D) fully describe any model used in the risk 
                assessment and make explicit the assumptions 
                incorporated in the model; and
                    (E) indicate the extent to which any significant 
                model has been validated by, or conflicts with, 
                empirical data.

SEC. 105. PRINCIPLES FOR RISK CHARACTERIZATION AND COMMUNICATION.

    Each significant risk characterization document shall meet each of 
the following requirements:
            (1) Estimates of risk.--The risk characterization shall 
        describe the populations or natural resources which are the 
        subject of the risk characterization. If a numerical estimate 
        of risk is provided, the agency shall, to the extent feasible, 
        provide--
                    (A) the best estimate or estimates for the specific 
                populations or natural resources which are the subject 
                of the characterization (based on the information 
                available to the Federal agency); and
                    (B) a statement of the reasonable range of 
                scientific uncertainties.
        In addition to such best estimate or estimates, the risk 
        characterization document may present plausible upper-bound or 
        conservative estimates in conjunction with plausible lower 
        bounds estimates. Where appropriate, the risk characterization 
        document may present, in lieu of a single best estimate, 
        multiple best estimates based on assumptions, inferences, or 
        models which are equally plausible, given current scientific 
        understanding. To the extent practical and appropriate, the 
        document shall provide descriptions of the distribution and 
        probability of risk estimates to reflect differences in 
        exposure variability or sensitivity in populations and 
        attendant uncertainties. Sensitive subpopulations or highly 
        exposed subpopulations include, where relevant and appropriate, 
        children, the elderly, pregnant women, and disabled persons.
            (2) Exposure scenarios.--The risk characterization document 
        shall explain the exposure scenarios used in any risk 
        assessment, and, to the extent feasible, provide a statement of 
        the size of the corresponding population at risk and the 
        likelihood of such exposure scenarios.
            (3) Comparisons.--The document shall contain a statement 
        that places the nature and magnitude of risks to human health, 
        safety, or the environment in context. Such statement shall, to 
        the extent feasible, provide comparisons with estimates of 
        greater, lesser, and substantially equivalent risks that are 
        familiar to and routinely encountered by the general public as 
        well as other risks, and, where appropriate and meaningful, 
        comparisons of those risks with other similar risks regulated 
        by the Federal agency resulting from comparable activities and 
        exposure pathways. Such comparisons should consider relevant 
        distinctions among risks, such as the voluntary or involuntary 
        nature of risks and the preventability or nonpreventability of 
        risks.
            (4) Substitution risks.--Each significant risk assessment 
        or risk characterization document shall include a statement of 
        any significant substitution risks to human health, where 
        information on such risks has been provided to the agency.
            (5) Summaries of other risk estimates.--If--
                    (A) a commenter provides a covered Federal agency 
                with a relevant risk assessment document or a risk 
                characterization document, and a summary thereof, 
                during a public comment provided by the agency for a 
                significant risk assessment document or a significant 
                risk characterization document, or, where no comment 
                period is provided but a commenter provides the covered 
                Federal agency with the relevant risk assessment 
                document or risk characterization document, and a 
                summary thereof, in a timely fashion, and
                    (B) the risk assessment document or risk 
                characterization document is consistent with the 
                principles and the guidance provided under this title,
        the agency shall, to the extent feasible, present such summary 
        in connection with the presentation of the agency's significant 
        risk assessment document or significant risk characterization 
        document. Nothing in this paragraph shall be construed to limit 
        the inclusion of any comments or material supplied by any 
        person to the administrative record of any proceeding.
A document may satisfy the requirements of paragraph (3), (4) or (5) by 
reference to information or material otherwise available to the public 
if the document provides a brief summary of such information or 
material.

SEC. 106. RECOMMENDATIONS OR CLASSIFICATIONS BY A NON-UNITED STATES-
              BASED ENTITY.

    No covered Federal agency shall automatically incorporate or adopt 
any recommendation or classification made by a non-United States-based 
entity concerning the health effects value of a substance without an 
opportunity for notice and comment, and any risk assessment document or 
risk characterization document adopted by a covered Federal agency on 
the basis of such a recommendation or classification shall comply with 
the provisions of this title. For the purposes of this section, the 
term ``non-United States-based entity'' means--
            (1) any foreign government and its agencies;
            (2) the United Nations or any of its subsidiary 
        organizations;
            (3) any other international governmental body or 
        international standards-making organization; or
            (4) any other organization or private entity without a 
        place of business located in the United States or its 
        territories.

SEC. 107. GUIDELINES AND REPORT.

    (a) Guidelines.--Within 15 months after the date of enactment of 
this title, the President shall issue guidelines for Federal agencies 
consistent with the risk assessment and characterization principles set 
forth in sections 104 and 105 and shall provide a format for 
summarizing risk assessment results. In addition, such guidelines shall 
include guidance on at least the following subjects: criteria for 
scaling animal studies to assess risks to human health; use of 
different types of dose-response models; thresholds; definitions, use, 
and interpretations of the maximum tolerated dose; weighting of 
evidence with respect to extrapolating human health risks from 
sensitive species; evaluation of benign tumors, and evaluation of 
different human health endpoints.
    (b) Report.--Within 3 years after the enactment of this title, each 
covered Federal agency shall provide a report to the Congress 
evaluating the categories of policy and value judgments identified 
under subparagraph (C) of section 104(b)(2).
    (c) Public Comment and Consultation.--The guidelines and report 
under this section, shall be developed after notice and opportunity for 
public comment, and after consultation with representatives of 
appropriate State, local, and tribal governments, and such other 
departments and agencies, offices, organizations, or persons as may be 
advisable.
    (d) Review.--The President shall review and, where appropriate, 
revise the guidelines published under this section at least every 4 
years.

SEC. 108. RESEARCH AND TRAINING IN RISK ASSESSMENT.

    (a) Evaluation.--The head of each covered agency shall regularly 
and systematically evaluate risk assessment research and training needs 
of the agency, including, where relevant and appropriate, the 
following:
            (1) Research to reduce generic data gaps, to address 
        modelling needs (including improved model sensitivity), and to 
        validate default options, particularly those common to multiple 
        risk assessments.
            (2) Research leading to improvement of methods to quantify 
        and communicate uncertainty and variability among individuals, 
        species, populations, and, in the case of ecological risk 
        assessment, ecological communities.
            (3) Emerging and future areas of research, including 
        research on comparative risk analysis, exposure to multiple 
        chemicals and other stressors, noncancer endpoints, biological 
        markers of exposure and effect, mechanisms of action in both 
        mammalian and nonmammalian species, dynamics and probabilities 
        of physiological and ecosystem exposures, and prediction of 
        ecosystem-level responses.
            (4) Long-term needs to adequately train individuals in risk 
        assessment and risk assessment application. Evaluations under 
        this paragraph shall include an estimate of the resources 
        needed to provide necessary training.
    (b) Strategy and Actions To Meet Identified Needs.--The head of 
each covered agency shall develop a strategy and schedule for carrying 
out research and training to meet the needs identified in subsection 
(a).
    (c) Report.--Not later than 6 months after the date of the 
enactment of this Act, the head of each covered agency shall submit to 
the Congress a report on the evaluations conducted under subsection (a) 
and the strategy and schedule developed under subsection (b). The head 
of each covered agency shall report to the Congress periodically on the 
evaluations, strategy, and schedule.

SEC. 109. STUDY OF COMPARATIVE RISK ANALYSIS.

    (a) In General.--(1) The Director of the Office of Management and 
Budget, in consultation with the Office of Science and Technology 
Policy, shall conduct, or provide for the conduct of, a study using 
comparative risk analysis to rank health, safety, and environmental 
risks and to provide a common basis for evaluating strategies for 
reducing or preventing those risks. The goal of the study shall be to 
improve methods of comparative risk analysis.
    (2) Not later than 90 days after the date of the enactment of this 
Act, the Director, in collaboration with the heads of appropriate 
Federal agencies, shall enter into a contract with the National 
Research Council to provide technical guidance on approaches to using 
comparative risk analysis and other considerations in setting health, 
safety, and environmental risk reduction priorities.
    (b) Scope of Study.--The study shall have sufficient scope and 
breadth to evaluate comparative risk analysis and to test approaches 
for improving comparative risk analysis and its use in setting 
priorities for health, safety, and environmental risk reduction. The 
study shall compare and evaluate a range of diverse health, safety, and 
environmental risks.
    (c) Study Participants.--In conducting the study, the Director 
shall provide for the participation of a range of individuals with 
varying backgrounds and expertise, both technical and nontechnical, 
comprising broad representation of the public and private sectors.
    (d) Duration.--The study shall begin within 180 days after the date 
of the enactment of this Act and terminate within 2 years after the 
date on which it began.
    (e) Recommendations for Improving Comparative Risk Analysis and Its 
Use.--Not later than 90 days after the termination of the study, the 
Director shall submit to the Congress the report of the National 
Research Council with recommendations regarding the use of comparative 
risk analysis and ways to improve the use of comparative risk analysis 
for decision-making in appropriate Federal agencies.

SEC. 110. DEFINITIONS.

    For purposes of this title:
            (1) Risk assessment document.--The term ``risk assessment 
        document'' means a document containing the explanation of how 
        hazards associated with a substance, activity, or condition 
        have been identified, quantified, and assessed. The term also 
        includes a written statement accepting the findings of any such 
        document.
            (2) Risk characterization document.--The term ``risk 
        characterization document'' means a document quantifying or 
        describing the degree of toxicity, exposure, or other risk 
        posed by hazards associated with a substance, activity, or 
        condition to which individuals, populations, or resources are 
        exposed. The term also includes a written statement accepting 
        the findings of any such document.
            (3) Best estimate.--The term ``best estimate'' means a 
        scientifically appropriate estimate which is based, to the 
        extent feasible, on one of the following:
                    (A) Central estimates of risk using the most 
                plausible assumptions.
                    (B) An approach which combines multiple estimates 
                based on different scenarios and weighs the probability 
                of each scenario.
                    (C) Any other methodology designed to provide the 
                most unbiased representation of the most plausible 
                level of risk, given the current scientific information 
                available to the Federal agency concerned.
            (4) Substitution risk.--The term ``substitution risk'' 
        means a potential risk to human health, safety, or the 
        environment from a regulatory alternative designed to decrease 
        other risks.
            (5) Covered federal agency.--The term ``covered Federal 
        agency'' means each of the following:
                    (A) The Environmental Protection Agency.
                    (B) The Occupational Safety and Health 
                Administration.
                    (C) The Department of Transportation (including the 
                National Highway Transportation Safety Administration).
                    (D) The Food and Drug Administration.
                    (E) The Department of Energy.
                    (F) The Department of the Interior.
                    (G) The Department of Agriculture.
                    (H) The Consumer Product Safety Commission.
                    (I) The National Oceanic and Atmospheric 
                Administration
                    (J) The United States Army Corps of Engineers.
                    (K) The Mine Safety and Health Administration.
                    (L) The Nuclear Regulatory Commission.
                    (M) Any other Federal agency considered a covered 
                Federal agency pursuant to section 103(b)(2)(E).
            (6) Federal agency.--The term ``Federal agency'' means an 
        executive department, military department, or independent 

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