Home > 1995 Privacy Act Documents > Privacy Act: [A.I.D.--2] Civil Service Employee Office Personnel Records....Privacy Act: [A.I.D.--2] Civil Service Employee Office Personnel Records....
Agency for International Development
320 21st Street, NW
Washington, DC 20523
ATTENTION: Executive Secretary - Privacy Review Request.
Both the envelope and the letter should be clearly marked
Attention: Executive Secretary - Privacy Review Request.
Record source categories: Provided by the individual, by officers
and employees of A.I.D. in the performance of their official duties,
by United States and foreign civil authorities, by educational
institutions, private persons and companies and produced in the
course of normal personnel administration operations of the Agency.
#..A.I.D.--2
#....System name: Civil Service Employee Office Personnel Records.
System location: Washington offices and, when a Civil Service
employee is assigned overseas, at offices of assignment abroad as
listed in appendix A.
Categories of individuals covered by the system: Present and
former A.I.D. Civil Service employees, consultants, experts; persons
under contract to A.I.D.; other U.S. Government Agency personnel
employed by A.I.D.; advisers to A.I.D.
Categories of records in the system: In addition to central
records in the custody of A.I.D. but officially ``maintained'' by the
Civil Service Commission the Agency maintains personnel records which
may be comprised of any of the following categories of documents:
Biographic data; assignments and reassignment orders; notification of
personnel actions; travel arrival and departure notices; time and
attendance cards; requests for security clearances and building
passes; nominations and host country clearances; position
descriptions; contracts when individuals are employed under a
contract; staffing and workload information; home, family, and
emergency location information; records of language proficiency;
performance evaluations; earning statements; compensation awards, and
leave information; copies of power of attorney granted by individual;
education and training information; delegations of authority; reports
of accomplishments; commendations; accident or incident reports;
reprimands and disciplinary actions; complaints and grievances;
documents pertaining to fiscal, property, and transportation matters;
correspondence pertaining to the individual; and health and life
insurance plans.
Authority for maintenance of the system: Foreign Assistance Act of
1961 as amended, sec. 621, 625, 626, 627, 628 and 636(d); Foreign
Service Act of 1946, as amended, sec. 911; 5 U.S.C. 301, 1301, 1302.
Authority to establish and maintain files.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses: To foreign
Governments and U.S. and foreign firms for employment purposes.
To Financial and Credit Institutions for loan and credit
reference purposes solely to verify the employee's name, employment
with A.I.D., dates of employment and pay grade.
To other Federal Agencies and private firms for placement under
exchange programs.
To officials of the Department of State serving as the employee's
supervisor for performance evaluation and service.
To representatives of the Office of Personnel Management on
matters relating to the inspection, survey, audit or evaluation of
A.I.D. personnel management programs, of personnel actions, or such
other matters under the jurisdiction of the Commission.
To representatives of the Office of Personnel Management of the
maintenance of their Central Personnel Data File, Federal Automated
Career System, and Executive Inventory File.
To the Attorney General of the United States or his authorized
representative in connection with litigation, law enforcement, or
other matters under the direct jurisdiction of the Department of
Justice, or carried out as the legal representative of the executive
agencies.
To a duly appointed hearing examiner or arbitrator (an employee
of another federal agency) for the purpose of conducting a hearing in
connection with an employee's appeal involving disclosures of records
of A.I.D.'s personnel management system.
To an arbitrator who is given a contract pursuant to a negotiated
labor agreement to hear an employee's grievance involving disclosure
of records of the personnel management system.
To officials of labor organizations recognized under Executive
Orders 11636 and 11491, as amended, when relevant and necessary to
their duties of exclusive representation under the Orders, and to
include data such as veteran preference status, tenure, salaries,
grades, position titles, duty stations, agency-sponsored training and
awards received, notices of reduction in force, job-related injury,
and personnel actions, when such information is relevant to personnel
policies and practices affecting employment conditions and necessary
for exclusive representation by the labor organization. Wherever
feasible and consistent with responsibilities under the orders, such
information shall be furnished in depersonalized form, i.e., without
personal identifiers.
To state employment security agencies and to the U.S. Department
of Labor, upon request, employment, wage and seperation data of
former AID employees, to determine eligibility for unemployment
compensation.
To law enforcement agencies, U.S. Government agencies, courts,
the Department of State, foreign governments and international
agencies, and Members of Congress, for the purposes set forth in the
Statement of General Routine Uses immediately preceding these
specific notices of systems of records.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Storage: Paper copy in file folder.
Retrievability: By name of employee, consultant, expert,
contractor, and adviser.
Safeguards: Located in metal file cabinets with three-way
combination lock in secured premises with access limited to those
whose official duties require access.
Retention and disposal: Retention of these records varies from 1
to 75 years, depending upon the specific kind of record involved.
They are retired or destroyed in accordance with General Records
Schedules issued by the National Archives and Records Service and
approved records control schedules of the Agency for International
Development.
System manager(s) and address: Chief, Civil Service Personnel,
Office of Personnel and Manpower, Agency for International
Development, 515 22nd Street, NW, Washington, DC 20523.
Administrative Officer or Executive Officer of the employing
office or Mission as listed in Appendix A.
Notification procedure: Requests by individuals concerning the
existence of a record may be addressed to:
Director
Office of Personnel and Manpower (SER/PM)
Attn: Privacy Liaison Officer
Agency for International Development
320 21st Street, NW
Washington, DC 20523
or presented in person at State, Annex 2, 515 22nd Street, NW,
Washington, DC 20523.
For offices abroad, to the Privacy Liaison Officer at the
applicable address in appendix A.
Information required: Individual's name, place and date of birth.
The determination as to the existence of a record will be facilitated
by the provision of the individual's Social Security number and dates
and places of service.
Record access procedures: Requests for individuals should be
addressed or presented in person to the same addresses as stated in
the Notification Section above.
Requests should be accompanied by information sufficient to
identify the individual pursuant to Sec. 215.4 (c) or (d) of the
Agency's regulations as published in this issue of the Federal
Register.
Contesting record procedures: Written requests from individuals to
amend their record should be mailed or presented in person to the
same addresses as stated in the Notification Section above.
Requests for review of a refusal to amend a record should be made
in writing and mailed or delivered to:
Administrator
Agency for International Development
320 21st Street, NW
Washington, DC 20523
ATTENTION: Executive Secretary--Privacy Review Request.
Both the envelope and the letter should be clearly marked
Attention: Executive Secretary--Privacy Review Request.
Record source categories: Provided by the individual, by officers
and employees of A.I.D. in the performance of their official duties,
by United States and foreign civil authorities, by educational
institutions, private persons and companies and produced in the
course of normal personnel administration operations of the Agency.
#..A.I.D.--3
#....System name: Employees Automated Records.
System location: Office of Data Management, Agency for
International Development, 1975 Florida Avenue, Washington, DC.
Categories of individuals covered by the system:
a. A.I.D. employees including: Direct-hire employees assigned
positions in the United States; United States citizen direct-hire
employees assigned to positions overseas; and employees of Federal,
state, or local government agencies detailed or assigned to A.I.D.;
b. Applicants for employment; and
c. Non-direct hires such as Personal Services Contractors.
Categories of records in the system:
This automated system consists of eleven files of computerized
records maintained on magnetic discs and magnetic tapes. These files
are described below. The first seven (a through g) and the tenth (j)
pertain to the category of individuals defined in a. above; the
eighth (h) pertains only to the category of individuals defined in b.
above; the ninth file (i) is maintained separately from the other
eight files; the eleventh (k) pertains to category of individuals
defined in a. and b. above.
a. Master Data File--This file contains information about the
organizational structure of the Agency, and the location within that
structure of all employees. Individual records, in addition to
containing data describing the position incumbered by the employee,
contain the following types of information on the employee: Basic
data such as name, Social Security Account Number (SSAN), birth date,
veteran preference, tenure group, service computation date,
reportable handicap, retirement system, and participation in Federal
Employee' Government Life Insurance; pay data such as pay plan, grade
or class, step within grade, date appointed to present grade and work
schedule; personal data supplied by the employee such as sex, marital
status, state of legal residence, and academic education level; data
on retirement form a uniformed service, if applicable; a wide variety
of dates including those that indicate suspense actions which are due
at the future date, and others used for other purposes by personnel
managers such as date assigned overseas and date returned from
overseas; for Civil Service and Foreign Service employees their
evaluation rating and the date of their last evaluation;
qualifications and skills data such as college degrees, special prior
experience, training courses completed, proficiency in foreign
languages, and skills of use to the Agency.
b. A Chronological Data Record is maintained on each employee and
contains up to ten entries reflecting the most recent `personnel
actions' on that individual, such as appointment, conversions,
reassignment, transfer, promotion, extension, and separation.
Included for each entry is the type of action code and title,
effective date, position assigned to, including position title, and
employee's pay plan and grade at the time.
c. Separated Employee File--For employees who have been
separated, a record is maintained, made up of the employee data in
the Master Data Record and the Chronological Data Record as described
in a. and b. above. This record is maintained for three years after
date of separation.
d. Index File--This file contains a record for each employee, but
contains only the SSAN and the Position Sequence Number of the
Position to which the employee is assigned. It is used to find the
employee's Master Data Record when only the SSAN is known.
e. Turnaround File--This file contains only records generated by
the computer and is used by the computer to update the Master Data
and Chronological Record files on future effective personnel actions.
It is also used by the process that prints the Standard Form 50,
Report of Personnel Actions.
f. SF-50 File--This file contains data that was used in printing
the Standard Form 50 and is retained for 90 days in the event the
Standard Form 50 requires correction or cancellation. It contains
basic data on the employee and personnel action being effected by the
Standard Form 50.
g. Transaction History File--This file contains a record on each
file maintenance transaction input into the computer that passed
computer program edits and is used in maintaining system files.
h. Applicant Data File--This file contains name, SSAN, veteran
preference, and qualification data supplied by the applicant.
i. Minority Group Designator File--This file contains SSAN and a
minority code designator used in preparing reports required by the
Equal Employment Opportunity Act of 1972.
j. The Equal Opportunity Program Extract File--This file contains
information from the Master Data File and the Minority Group
Designator File and consists of the following: Position number;
position title; occupational specialty code; position pay plan;
position grade; GSA location code; employee name; SSAN; sex; employee
pay plan; employee grade; employee step; minority group designator;
work schedule; current civil service performance rating; date of last
civil service performance rating; supervisory code; age; date of
birth; handicap code; date appointed present grade; incumbent
assigned date; date entered on duty with AID or predecessor; academic
education level; degree Majors 1, 2 and 3; Agency occupational
special ties 1, 2 and 3; Veteran's Preference.
k. New Data File--Automated Mission Staffing Pattern System that
will include a record on each USAID employee (both direct and non-
direct hire) and consists of the following information: data elements
previously identified in the Master Data File and additional data
elements such as only that designates local, U.S. or third country
hire, Contract Start and End Dates, to be used for personal
contractors only, Total Cost Existing Contract, to be used for
personal contractors only, and All Other Annual Costs. This data file
is the only file that contains information on non-direct hires.
Authority for maintenance of the system: Title 5 U.S.C. 301 1302,
2951, 4118, 4308; Foreign Assistance Act of 1961, as amended, sec.
621, 621A, 625, 626, 627, 628; Foreign Service Act of 1946, as
amended, sec. 911.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses: To
representatives of the Civil Service Commission on matters relating
to the inspection, survey, audit or evaluation of A.I.D. personnel
management programs, of personnel actions, or such other matters
under the jurisdiction of the Commission.
To representatives of the Office of Personnel Management for the
maintenance of their Central Personnel Data File, Federal Automated
Career System, and Executive Inventory File.
To the Attorney General of the United States or his authorized
representative in connection with litigation, law enforcement, or
other matters under the direct jurisdiction of the Department of
Justice, or carried out as the legal representative of the executive
agencies.
To the Chesapeake and Potomac Telephone Co. (a contractor) and
its employees for the purpose of telecommunications transmission of
data between the central computer facility and the remote terminals.
To a duly appointed hearing examiner or arbitrator (an employee
of another federal agency) for the purpose of conducting a hearing in
connection with an employee's appeal involving disclosures of records
of A.I.D.'s personnel management system.
To an arbitrator who is given a contract pursuant to a negotiated
labor agreement to hear an employee's grievance involving disclosure
of the record of the personnel management system.
To the recognized labor union for the purposes of meeting the
requirements of the negotiated agreement.
To representatives of the Department of Health and Human Services
for the purpose of producing microfiche and microfilm outputs.
To the Department of State for the purposes of producing
microfiche and microfilm outputs.
To the Department of the Treasury and the Department of State for
the purpose of providing special reports pertaining to AID employees
in the Foreign Service Retirement and Disability System.
To law enforcement agencies, U.S. government agencies, courts,
the Department of State, foreign governments and international
agencies, and Members of Congress, for the purposes set forth in the
Statement of General Routine Uses immediately preceding these
specific notices of systems of records.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Storage: Records are stored on magnetic disc and/or magnetic tape.
Retrievability: The eleven files described above are indexed in the
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