Home > 1997 Privacy Act Documents > Privacy Act: [CRC--005] Information on Commissioners, Staff and State Advisory Committee Members, Past and Present....Privacy Act: [CRC--005] Information on Commissioners, Staff and State Advisory Committee Members, Past and Present....
letters to and from individuals regarding civil rights; reports and
publications prepared by governmental agencies and private groups and
individuals concerning civil rights; reports from Commissioners
regarding civil rights; communications between the Commission and
other governmental agencies and between the Commission and private
groups and individuals generated in the course of project
investigations; Commission reports and publications.
Project files have been compiled by the following offices: Office
of Staff Director; Office of General Counsel; Office of Research,
Office of National Civil Rights Issues; Women's Rights Program Unit;
Office of Program and Policy Review; Office of Federal Civil Rights
Evaluation; Regional Office Liaison Unit.
Authority for maintenance of the system: 42 U.S.C. 1975c
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses: Records are used
to determine what projects the Commission should initiate; records
are used as background and supporting material for the conduct of
Commission projects; records are used during Commission hearings;
records are used as background and supporting material in the
preparation of Commission reports and publications. Primary users of
these records are Commissioners and staff of the U.S. Commission on
Civil Rights in the conduct of projects. The 51 State Advisory
Committees to the Commission make use of project records in carrying
out their advisory functions. Records are also available, in part, to
use by the public upon request under the Freedom of Information Act.
(Subject to 42 U.S.C. 1975a(e).)
Disclosure may be made to a congressional office from the record
of an individual in response to an inquiry from the congressional
office made at the request of that individual.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Storage: Material is maintained in the form of typed paper copy.
Retrievability: System is indexed by project title, subject matter,
and by name of person or organization.
Retention and disposal: Records are kept in file cabinets during
the project and for a reasonable time thereafter, and are retired to
the National Archives when the records no longer serve a continuing
use.
System manager(s) and address:
Director
Office of Management
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Notification procedure:
General Counsel
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Record access procedures: Same as above with appeal to the Staff
Director.
Record source categories: Members of the public, Commissioners,
State Advisory Committee members, and Commission staff.
Systems exempted from certain provisions of the act: The reasons
for possibly asserting the exemptions are to prevent subjects of
investigation from frustrating the investigatory process, to prevent
disclosure of investigative techniques, to maintain the ability to
obtain necessary information, to fulfill commitments made to sources
to protect their identities and the confidentiality of information
and to avoid endangering these sources.
#..CRC--005
#....System name: Information on Commissioners, Staff and State
Advisory Committee Members, Past and Present.
System location:
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Office of the Staff Director
Public Affairs Office
Regional Office Liaison Unit
All Regional Offices
Categories of individuals covered by the system: Commissioners who
are appointed by the President and confirmed by members of the
Senate; State Advisory Committee members appointed by the
Commissioners, and information on past Commissioners and advisory
committee members. Limited information is kept on former employees in
this system; also limited information is included on potential State
Advisory Committee members.
Categories of records in the system: Contains rosters of
Commissioners, State Advisory Committee members and staff;
biographical information, and correspondence between the individual
Commissioners, Advisory Committee members and staff. Staff lists
reflect position and grade level.
Authority for maintenance of the system: 42 U.S.C. 1975; and sec.
1975d(a) and (c)
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses: Information
(names, rosters) is maintained for distribution to the public, and
for mailing Commission materials and publications. Rosters containing
names of employees, position and grade level are used to review
staffing patterns, personnel practices, hirings and separations.
Biographical data on advisory committee members is reviewed by the
Commissioners and staff in selecting, reappointing or rechartering
State Advisory Committees. Biographical data on the Commissioners is
also made available to the public.
Disclosure may be made to a congressional office from the record
of an individual in response to an inquiry from the congressional
office made at the request of that individual.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Storage:
Information is stored in file folders.
Retrievability:
Information is retrieved by subject matter, i.e., Commissioners,
a named State Advisory Committee, or staff; and then by individual
name.
Safeguards:
Information is contained in unlocked file drawers with access
limited to staff who manage or assist in activities relating to the
categories of individuals covered.
Retention and disposal:
Information is kept in files during current tenure of
Commissioners, Advisory Committee members, and staff. Upon
resignation or change of membership files are retained for 2-3 years
and then retired to the National Archives.
System manager(s) and address:
Director
Office of Management
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW, Room 502A
Washington, DC 20425
For State Advisory Committee files:
Director, Regional Office Liaison Unit
U.S. Commission on Civil Rights
Regional Office Liaison Unit
1121 Vermont Avenue, NW, Room 500
Washington, DC 20425
Director
Public Affairs Unit
1121 Vermont Ave., NW
Washington, DC 20425
Notification procedure:
General Counsel
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Record access procedures: Same as above for notification with
appeals to the Staff Director.
Record source categories: Individual to whom the record pertains;
personnel office and some members of the general public.
#..CRC--006
#....System name: Other Employee Programs: Equal Employment
Opportunity, Troubled Employee and Upward Mobility.
System location:
Office of Staff Director
Director of Equal Employment Opportunity
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Categories of individuals covered by the system: Equal Employment
Opportunity: All employees of the Commission. Troubled Employee
Program: Employees with personal problems which detract from job
effectiveness (alcoholism, drug abuse, mental stress, etc.). Upward
Mobility: Clerical employees who are eligible for entry into the
program or who are participating in the program.
Categories of records in the system: Equal Employment Opportunity:
Open and restricted investigative files pertaining to equal
employment opportunity complaints and problems. Troubled Employee
Program: Records are confidential and contain data regarding
employees enrolled in the program, what assistance or counselling is
received, and related information. Upward Mobility: Records of
enrollment in training or educational programs, class progress and
grades, as well as promotions or advancements within the Commission.
Authority for maintenance of the system: Executive Order 11478; 42
U.S.C. 1975d(a) and Federal Personnel Regulations, Chapter 293, 42
U.S.C. 2000e
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses: Equal Employment
Opportunity: Used by Equal Employment Opportunity director,
counsellors, investigators and other agency officials where
appropriate to resolve discrimination complaints. After disposition
is made of the case, files are reviewed by the Office of General
Counsel and where appeals are taken, files are reviewed by hearing
officers and Civil Service Board of Appeals and Review. Where court
actions are filed, records are reviewed by the courts and attorneys
for the parties.
Equal Employment Opportunity records are used to meet Civil
Service Commission and Federal employment reporting requirements.
Troubled Employee Program files are used by the Equal Employment
Opportunity director and supervisory or management personnel in
determining the prognosis, need for counselling, or other action in
individual cases.
Upward Mobility files are used to counsel employees and
supervisors; to monitor the effectiveness of the program, the
training received, on-the-job experience and overall progress of the
participants. Records in the Equal Employment Opportunity and Upward
Mobility Programs are used to assist the agency in developing its
Affirmative Action program.
Disclosure may be made to a congressional office from the record
of an individual in response to an inquiry from the congressional
office made at the request of that individual.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system: Records are
maintained in the Office of the Director, Equal Employment
Opportunity with access limited to the staff of that office.
Investigative files (Equal Employment Opportunity) are retained in
secured file cabinets.
Troubled employee files are maintained in locked file cabinets
and are unavailable to agency staff (except the Equal Employment
Opportunity Director) in their entirety, however extractions are made
as necessary for management decisions.
Upward Mobility files are maintained in the same office. The
Equal Employment Opportunity director and the Federal Women's Program
Coordinator are the primary users of these records with extracts made
available to Personnel, supervisors or others within management. Upon
completion of the program some of this data may be placed in the
Official Personnel Folder.
System manager(s) and address:
Director of Equal Employment Opportunity
Office of Staff Director
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Notification procedure:
General Counsel
U.S. Commission on Civil Rights
1121 Vermont Avenue, NW
Washington, DC 20425
Record access procedures: Same as above with appeals to the Staff
Director.
Record source categories: The employee in the program, supervisors,
management and co-workers, educational institutions, trainers,
medical officials and other third parties dealing with covered
employees.
Systems exempted from certain provisions of the act: The reasons
for asserting the exemptions are to maintain the ability to obtain
candid and necessary information, to fulfill commitments made to
sources to protect the confidentiality of information, to avoid
endangering these sources and, primarily, to facilitate proper
selection or continuance of the best applicants or persons for a
given position.
#..CRC--007
#....System name: Personnel Records.
System location:
U.S. Commission on Civil Rights
Office of Management
Personnel Division
1121 Vermont Avenue, NW, Room 507
Washington, DC 20425
Office of the Staff Director
Office of Management
Office of Information and Publications
Office of General Counsel
Office of Program and Policy Review
Regional Office Liaison Unit
Office of Research
Office of Federal Civil Rights Evaluation
Office of National Civil Rights Issues
All Regional Offices
Categories of individuals covered by the system: Current Commission
employees and those formerly employed by the Commission.
Categories of records in the system: This system consists of a
variety of records relating to personnel actions and determinations
made about an individual while employed at the Commission. These
records contain information about an individual relating to his birth
date; Social Security Number; veterans preference; tenure; handicap;
past and present salaries, grades, and position titles; letters of
commendation, reprimand, charges, and decisions on charges; notice of
reduction-in-force; locator files; personnel actions, including but
not limited to, appointment, reassignment, demotion, detail,
promotion, transfer, and separation; training; minority group
designator; records relating to life insurance, health benefits, and
designation of beneficiary; training; performance ratings, data
documenting the reasons for personnel actions or decisions made about
an individual; awards; and other information relating to the status
of the individual.
Authority for maintenance of the system: 42 U.S.C. 1975d(a); and
Federal Personnel Regulations, Chapter 293
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses: Information in
these records is used or a record may be used by agency officials for
purposes of review in connection with appointments, transfers,
promotions, reassignments, adverse actions, disciplinary actions, and
determination of qualifications of an individual. Records are used to
provide information to a prospective employer of a Commission
employee or former employee.
These records are used in accordance with Civil Service
Commission notices of Systems of Personnel Records including as a
data source for management information for production of summary
descriptive statistics and analytical studies in support of the
function for which the records are collected and maintained, or for
related personnel management functions or manpower studies; may also
be utilized to respond to general requests for statistical
information (without personal identification of individuals) under
the Freedom of Information Act or to locate specific individuals for
personnel research or other personnel management functions.
Disclosure may be made to a congressional office from the record
of an individual in response to an inquiry from the congressional
office made at the request of that individual.
(1) To the Office of Child Support Enforcement, Administration
for Children and Families, Department of Health and Human Services
Other Popular 1997 Privacy Act Documents Documents:
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