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may also contact the System Manager in order to obtain notification
of claims collection records on themselves.
Individuals must provide their full names under which records may
be maintained, their social security number, and a mailing address to
which a reply should be sent.
Record access procedures:
Same as above.
Contesting record procedures:
Same as above.
Record source categories:
Information in this system of records is provided by or from:
a. The individual on whom the record is maintained;
b. Other Federal agencies;
c. Personnel, payroll, travel records, contract records or other
records;
d. Administrative hearings;
e. Court records;
f. Consumer reporting agencies.
#..EEOC-10
#....System name:
Grievance Records.
System location:
These records are located in Human Resources Management Services,
Office of Management, Equal Employment Opportunity Commission, 1801 L
Street, NW., Washington, DC 20507 and in other headquarter offices
and field offices where the grievances were filed (see appendix A).
Categories of individuals covered by the system:
Current or former EEOC employees who have submitted grievances to
the EEOC in accordance with part 771 of the regulations of the Office
of Personnel Management (OPM) (5 CFR part 771) and EEOC Order No.
570.003, or a negotiated procedure.
Categories of records in the system:
The system contains all documents related to the grievance,
including statements of witnesses, reports of interviews and
hearings, examiners' findings and recommendations, a copy of the
original and final decision, and related correspondence and exhibits.
This system includes files and records of internal grievance and
arbitration systems that EEOC has or may establish through
negotiations with recognized labor organizations.
Authority for maintenance of the system:
5 U.S.C. 301; 44 U.S.C. 3101; 5 U.S.C. 7121.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses:
These records and information in these records may be used:
a. To disclose information to any source from which additional
information is requested in the course of processing a grievance, to
the extent necessary to identify the individual, inform the source of
the purpose(s) of the request and identify the type of information
requested.
b. To disclose pertinent information to the appropriate federal,
state, or local agency responsible for investigating, prosecuting,
enforcing, or implementing a statute, rule, regulation, or order,
where EEOC becomes aware of an indication of a violation or potential
violation of civil or criminal law or regulation.
c. To disclose to an agency in the executive, legislative or
judicial branch or the District of Columbia's government, information
in connection with the hiring of an employee, the issuance of a
security clearance, the conducting of a security or suitability
investigation of an individual, the classifying of jobs, the letting
of a contract, the issuance of a license, grant, or other benefits by
the requesting agency, or the lawful statutory, administrative, or
investigative purpose of the agency to the extent that the
information is relevant and necessary to the requesting agency's
decision.
d. To disclose information to another federal agency, to a court,
or to a party in litigation before a court or in an administrative
proceeding being conducted by a federal agency when the government is
a party to the judicial or administrative proceeding.
e. To provide information to a congressional office from the
record of an individual in response to an inquiry from that
congressional office made at the request of that individual.
f. To disclose to an authorized appeal grievance examiner, formal
complaints examiner, administrative judge, equal employment
opportunity investigator, arbitrator or other duly authorized
official engaged in investigation or settlement of a grievance,
complaint or appeal filed by an employee.
g. To disclose in response to a request for discovery or for
appearance of a witness, information that is relevant to the subject
matter involved in a pending judicial or administrative proceeding.
h. To provide information to officials of labor organizations
recognized under the Civil Service Reform Act when relevant and
necessary to their duties of exclusive representation concerning
personnel policies, practices and matters effecting work conditions.
Policies and practices for storing, retrieving, accessing,
retaining and disposing of records in the system:
Storage:
These records are maintained in file folders.
Retrievability:
These records are retrieved by the names of the individuals on
whom they are maintained.
Safeguards:
These records are maintained in lockable metal filing cabinets to
which only authorized personnel have access.
Retention and disposal:
These records are shredded or burned 3 years after closing the
case.
System manager(s) and address:
If the grievance is pending at or was never raised beyond the
office level, the system manager is the head of the office. (See
appendix A.) In all other situations, the system manager is the
Director, Employee and Labor Management Relations Division, Office of
Management, EEOC, 1801 L Street, NW., Washington, DC 20507.
Notification procedures:
It is required that individuals submitting grievances be provided
a copy of the record under the grievance process. They may, however,
contact the agency personnel or designated office where the action
was processed regarding the existence of such records on them. They
must furnish the following information for their records to be
located and identified: (a) Name; (b) approximate date of closing of
the case and kind of action taken; (c) organizational component
involved.
Record access procedures:
Same as above.
Contesting record procedures:
Same as above.
Record source categories:
Information in this system of records is provided:
a. By the individual on whom the record is maintained;
b. By testimony of witnesses;
c. By agency officials;
d. From related correspondence from organizations or persons.
#..EEOC-11
#....System name:
Records of Adverse Actions Against Nonpreference Eligibles in the
Excepted Service.
System location:
These records are located in Human Resources Management Services,
Equal Employment Opportunity Commission, 1801 L Street, NW.,
Washington, DC 20507 or in the headquarters and field offices in
which the actions have been taken.
Categories of individuals covered by the system:
Current or former nonpreference eligible, excepted service Equal
Employment Opportunity Commission (EEOC) employees against whom an
adverse action has been proposed or taken and who have not completed
two years of current and continuous service in the same or similar
positions, (This system covers only those adverse action files not
covered by OPM/GOVT-3.)
Categories of records in the system:
This system contains records and documents on the processing of
adverse actions for employees who are nonpreference eligibles in the
excepted service and who do not have two years of continuous service
in their positions. The records include copies of the notice of
proposed action, materials relied on by the agency to support the
reasons in the notice, replies by the employee, statements of
witnesses, reports, and agency decisions.
Authority for maintenance of the system:
44 U.S.C. 3101.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses:
These records and information in records may be used:
a. To provide information to officials of labor organizations
recognized under 5 U.S.C. Chapter 71 when relevant and necessary to
their duties of exclusive representation concerning personnel
policies, practices, and matters affecting work conditions.
b. To disclose pertinent information to the appropriate federal,
state, or local agency responsible for investigating, prosecuting,
enforcing, or implementing a statute, rule, regulation, or order,
when the EEOC becomes aware of an indication of a violation or
potential violation of civil or criminal law or regulation.
c. To disclose information to any source from which additional
information is requested for processing any of the covered actions or
in regard to any appeal or administrative review procedure, to the
extent necessary to identify the individual, inform the source of the
purpose(s) of the request, and identify the type of information
requested.
d. To disclose information to a federal agency, in response to
its request, in connection with the hiring or retention of an
employee, the issuance of a security clearance, the conducting of a
security or suitability investigation of an individual, or the
classifying of jobs, to the extent that the information is relevant
and necessary to the requesting agency's decision on the matter.
e. To provide information to a congressional office from the
record of an individual in response to an inquiry from that
congressional office made at the request of that individual.
f. To disclose information to another federal agency, to a court,
or to a party in litigation before a court or in an administrative
proceeding being conducted by a federal agency when the government is
a party to the judicial or administrative proceeding.
g. To disclose, in response to a request for discovery or for
appearance of a witness, information that is relevant to the subject
matter involved in a pending judicial or administrative proceeding.
h. To disclose to an authorized appeal grievance examiner, formal
complaints examiner, administrative judge, equal employment
opportunity investigator, arbitrator or other duly authorized
official engaged in investigation or settlement of a grievance,
complaint or appeal filed by an employee.
Policies and practices for storing, retrieving, safeguarding, and
retaining and disposing of records in the system:
Storage:
These records are maintained in file folders.
Retrievability:
These records are retrieved by the names or social security
number of the individuals on whom they are maintained.
Safeguards:
These records are maintained in locked metal filing cabinets to
which only authorized personnel have access.
Retention and disposal:
Records documenting an adverse action are disposed of 4 years
after the closing of the case.
System manager(s) and address:
Director, Employee and Labor Relations Division, Office of
Management, and Directors of Field Offices (see appendix A).
Notification procedure:
Individuals receiving notice of a proposed action are provided
access to all documents supporting the notice. They may also contact
the personnel office where the action was proposed regarding the
existence of such records on them. They must furnish the following
information for their records to be located and identified:
a. Name
b. Approximate date of closing of case and kind of action taken
c. Organizational component involved.
Record access procedure:
Same as above.
Contesting record procedures:
Same as above.
Record source categories:
Information in this system of records is provided:
a. By the individual on whom the record is maintained;
b. By witnesses;
c. By agency officials.
#..EEOC-12
#....System name:
Telephone Call Detail Records.
System location:
Resource Management Division of Financial and Resource Management
Services, Office of Management, EEOC, 1801 L Street, NW., Washington,
DC 20507, and each field office listed in appendix A.
Categories of individuals covered by the system:
Individuals (generally EEOC employees) who make long distance
telephone calls from EEOC telephones and individuals who received
telephone calls placed from or charged to EEOC telephones.
Categories of records in the system:
Records relating to the use of EEOC telephones to place long
distance calls; records indicating the assignment of telephone
numbers to employees; records relating to the location of telephones.
Authority for maintenance of the system:
44 U.S.C. 3101.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses:
These records and information from these records may be used:
a. To provide information to a congressional office from the
record of an individual in response to an inquiry from that
congressional office made at the request of that individual.
b. To disclose to representatives of the General Services
Administration or the National Archives and Records Administration
who are conducting records management inspections under the authority
of 44 U.S.C. 2904 and 2906.
c. To disclose information to another federal agency, to a court,
or to a party in litigation before a court or in an administrative
proceeding being conducted by a federal agency when the government is
a party to the judicial or administrative proceeding.
d. To disclose pertinent information to the appropriate Federal,
State, or local agency responsible for investigating, prosecuting,
enforcing or implementing a statute, rule, regulation or order, where
the disclosing agency becomes aware of an indication of a violation
or potential violation of civil or criminal law or regulation.
e. To disclose to an agency in the executive, legislative or
judicial branch or the District of Columbia's government in response
to its request, or at the initiation of the EEOC, information in
connection with the hiring of an employee, the issuance of a security
clearance, the conducting of a security or suitability investigation
of an individual, the classifying of jobs, the letting of a contract,
the issuance of a license, grant or other benefits by the requesting
agency, or the lawful statutory, administrative, or investigative
purpose of the agency to the extent that the information is relevant
and necessary to the requesting agency's decision.
f. To disclose to a telecommunications company providing
telecommunications support to permit servicing the account.
Policies and practices for storing, retrieving, accessing,
retaining and disposing of records in the system:
Storage:
These records are maintained in file folders and on computer tape
and printouts.
Retrievability:
Records are retrieved by employee name or identification number,
by name of recipient of telephone call, by telephone number.
Safeguards:
Records are maintained and stored in file cabinets in a secured
area to which only authorized personnel have access. Access to and
use of the records are limited to those persons whose official duties
require such access.
Retention and disposal:
Records are disposed of as provided in the National Archives and
Records Administration's General Records Schedule 12.
System manager(s) and address:
Director, Resource Management Division, Financial and Resource
Management Services, EEOC, 1801 L Street, NW., Washington, DC 20507
and the Directors of the field offices listed in appendix A.
Notification procedure:
Inquiries concerning this system of records should be addressed
to the system manager. It is necessary to provide the following
Other Popular 1995 Privacy Act Documents Documents:
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