Home > 1997 Privacy Act Documents > Privacy Act: [N05800-2] Legal Records System....Privacy Act: [N05800-2] Legal Records System....
U.S.C. 552a(b) of the Privacy Act, these records or information
contained therein may specifically be disclosed outside the DoD as a
routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:
The DoD `Blanket Routine Uses' set forth at the beginning of the
Navy's compilation of systems of records notices also apply to this
system.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Storage:
Maintained in file folders, microform, microfilm, manual/
computerized data bases, and/or optical disk.
Retrievability:
Name of requester; year request filed; serial number of response
letter; case file number; etc.
Safeguards:
Records are accessed by custodian of the record system and by
persons responsible for servicing the record system in performance of
their official duties. Records are stored in locked cabinets or
rooms. Computerized data bases are password protected and accessed by
individuals who have a need to know.
Retention and disposal:
Granted requests, responses to requests for non-existent records,
responses to requesters who provide inadequate descriptions and
responses to requesters who fail to pay agency reproduction fees that
are not appealed are destroyed 2 years after date of reply; requests
which are denied and are appealed are destroyed after 5 years;
requests which are amended are retained for 4 years; requests for
amendment which are refused are destroyed after 3 years; disclosure
accounting forms are retained for the life of the record of 5 years
after the disclosure, whichever is later; and privacy act databases
are destroyed after 5 years.
System manager(s) and address:
Policy Official: Chief of Naval Operations (N09B10), 2000 Navy
Pentagon, Washington, DC 20350-2000.
Record Holders: Organizational elements of the Department of the
Navy;
Commander in Chief, U.S. Joint Forces Command, 1562 Mitscher
Avenue, Suite 200, Norfolk, VA 23551-2488; and
Commander in Chief, U.S. Pacific Command, P.O. Box 64028, Camp
H.M. Smith, HI 96861-4028. Official mailing addresses are published
as an appendix to the Navy's compilation of systems of records
notices.
Notification procedure:
Individuals seeking to determine whether information about
themselves is contained in this system should address written
inquiries to the commanding officer of the activity in question.
Official mailing addresses are published in the Navy's compilation of
systems of records notices.
The request must be signed and contain the full name of the
individual and one or more of the following kinds of information:
Year request filed; serial number of response letter; case file
number.
Record access procedures:
Individuals seeking access to information about themselves
contained in this system should address written inquiries to the
commanding officer of the activity in question. Official mailing
addresses are published in the Navy's compilation of systems of
records notices.
The request must be signed and contain the full name of the
individual and one or more of the following kinds of information:
year request filed; serial number of response letter; case file
number.
Contesting record procedures:
The Navy's rules for accessing records, and for contesting
contents and appealing initial agency determinations are contained in
Secretary of the Navy Instruction 5211.5D; 32 CFR part 701; or may be
obtained from the system manager.
Record source categories:
From the individual, Navy organizations, Department of Defense
components, and other Federal, state, and local government agencies.
Exemptions claimed for the system:
During the course of a Privacy Act (PA) action, exempt materials
from other systems of records may become part of the case records in
this system of records. To the extent that copies of exempt records
from those `other' systems of records are entered into these PA case
records, the Department of the Navy hereby claims the same exemptions
for the records as they have in the original primary systems of
records which they are a part.
Department of the Navy exemption rules have been promulgated in
accordance with requirements of 5 U.S.C. 553(b)(1), (2), and (3), (c)
and (e) published in 32 CFR part 701, subpart G. For additional
information contact the system manager.
#..N05233-2
#....System name:
Command Management Information System (CMIS).
System location:
Naval Computer and Telecommunications Station, Washington, 901 M
Street, Southeast, Building 143, Washington Navy Yard, Washington, DC
20374-5069.
Categories of individuals covered by the system:
Current employee assigned military personnel, contractor
personnel and those separated within the current five fiscal years.
Categories of records in the system:
Individual's Social Security Number, date of birth, home address,
home telephone number, education level, sex, race or ethnic group.
Other types of records integrated with personnel records include: (a)
Status of travel orders during the previous fiscal year; (b) vehicle
identification for parking control purposes; (c) manual privacy log
containing a history of accesses made to any of the privacy protected
data; (d) record of personnel actions issued; (e) training data
extracted from the Individual Development Plan (IDP); (f) history of
all promotions associated with employment at Naval Computer and
Telecommunications Station (NAVCOMTELSTA) Washington; (g) listing of
security accesses; (h) manpower costs for all personnel distributed
by project and task; and (i) data relating to projects or endeavors
that individuals have worked on. This data deals with costs and
milestone monitoring.
Authority for maintenance of the system:
5 U.S.C. 301, Departmental Regulations; 42 U.S.C. 2000e et seq.;
44 U.S.C. 3101; and E.O. 9397 (SSN).
Purpose(s):
To manage personnel, monitor projects and manage financial data.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses:
In addition to those disclosures generally permitted under 5
U.S.C. 552a(b) of the Privacy Act, these records or information
contained therein may specifically be disclosed outside the DoD as a
routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:
The `Blanket Routine Uses' that appear at the beginning of the
Navy's compilation of systems of records notices apply to this
system.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Storage:
Records are maintained on magnetic disk and on magnetic tape.
Retrievability:
CMIS users obtain information by means of either a query or a
request for a standard report. Personnel data may be indexed by any
data item although the primary search key is the badge number.
Safeguards:
Access to building is protected by a Card Access System and
uniformed guards requiring positive identification for admission. The
computer room where data is physically stored is protected by a
cipher lock. The system is protected by user account number and
password sign-on, data base authority, set and item authority for
list, add, delete, and update.
Retention and disposal:
An individual's Personnel Master Data Set record is retained in
the data base as long as they are actively employed with the Command.
The on-line personnel data set is purged of all records of separated
personnel at the end of each fiscal year. Historical data may be kept
for five years on separate tape files and then destroyed.
System manager(s) and address:
Director, Resources Management Directorate (N1) NAVCOMTELSTA,
Washington, 901 M Street, Southeast, Building 143, Washington Navy
Yard, Washington, DC 20374-5069.
Notification procedure:
Individuals seeking to determine whether information about
themselves is contained in this system should address written
inquiries to the Director, Resources Management Directorate (N1)
NAVCOMTELSTA, Washington, 901 M Street, Southeast, Building 143,
Washington Navy Yard, Washington, DC 20374-5069.
Individual should provide full name and signature of the
individual concerned and his/her Social Security Number indicated on
the letter. For personal visits, the individual should be able to
provide some acceptable form of identification, i.e., driver's
license, etc.
Record access procedures:
Individuals seeking access to information about themselves
contained in this system should address written inquiries to the
Director, Resources Management Directorate (N1) NAVCOMTELSTA,
Washington, 901 M Street, Southeast, Building 143, Washington Navy
Yard, Washington, DC 20374-5069.
Individual should provide full name and signature of the
individual concerned and his/her Social Security Number indicated on
the letter. For personal visits, the individual should be able to
provide some acceptable form of identification, i.e., driver's
license, etc.
Contesting record procedures:
The Navy's rules for accessing records, and for contesting
contents and appealing initial agency determinations are published in
Secretary of the Navy Instruction 5211.5; 32 CFR part 701; or may be
obtained from the system manager.
Record source categories:
Information in this system comes from the individual to whom it
applies, from security agencies to which application for clearances
have been made, and from agencies' various administrative
departments.
Exemptions claimed for the system:
None.
#..N05300-3
#....System name: Faculty Professional Files.
System location:
Superintendent, Naval Postgraduate School, Monterey, CA 93943-
5100.
Categories of individuals covered by the system:
Faculty personnel employed by the Naval Postgraduate School and
individuals applying for positions.
Categories of records in the system:
Faculty academic promotion/tenure case evaluation files and
faculty professional status and accomplishment file.
Authority for maintenance of the system:
5 U.S.C. 301, Departmental Regulations.
Purpose(s):
Promotion/tenure case evaluation files are used by Department
Chairmen, Deans, and the Superintendent to determine the ranking,
promotion tenure reappointment and evaluation of faculty personnel.
Faculty professional status and accomplishment files constitute
official record of employment.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses:
The `Blanket Routine Uses' that appear at the beginning of the
Navy's compilation of systems of records notices apply to this
system.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records:
Storage:
File folders.
Retrievability:
Name.
Safeguards:
During working hours, records are secured within locked file
drawers within departmental offices to which only authorized
personnel have access. After working hours, records are kept within
locked file drawers within secured offices located within a locked
building which is part of a naval facility to which entry is
restricted.
Retention and disposal:
Faculty academic promotion/tenure case evaluation files are
destroyed upon personnel action completion. Faculty professional
status and accomplishment files are retained in a permanent file.
System manager(s) and address:
Provost, Naval Postgraduate School (Code 01), Monterey, CA 93943-
5100.
Notification procedure:
Individuals seeking to determine whether this system of records
contains information about themselves should address written
inquiries to the Provost, Naval Postgraduate School (Code 01),
Monterey, CA 93943-5100.
Requests should contain full name and address of the individual
concerned and should be signed.
Record access procedures:
Individuals seeking access to records about themselves in this
system of records should address written inquiries to the Provost,
Naval Postgraduate School (Code 01), Monterey, CA 93943-5100.
Requests should contain full name and address of the individual
concerned and should be signed.
Contesting record procedures:
The Department of the Navy rules for accessing records and
contesting contents and appealing initial agency determinations are
published in Secretary of the Navy Instruction 5211.5; 32 CFR part
701; or may be obtained from the system manager.
Record source categories:
Information in this system comes from previous employers,
educational background, correspondence, peer evaluations, supervisory
evaluations and student evaluations of teaching.
Exemptions claimed for the system:
Parts of this system may be exempt pursuant to 5 U.S.C.
552a(k)(5), as applicable.
An exemption rule for this system has been promulgated in
accordance with the requirements of 5 U.S.C. 553(b)(1), (2) and (3),
(c) and (e) and published in 32 CFR part 701, subpart G. For
additional information contact the system manager.
#..N05300-4
#....System name:
Personnel Management and Training Research Statistical Data
System.
System location:
Commanding Officer, U.S. Navy Personnel Research and Development
Center, 53335 Ryne Road, San Diego, CA 92152-7250.
Categories of individuals covered by the system:
U.S. Navy and Marine Corps Personnel and applicants thereto:
Active duty, reserve, prior service, dependents, retired, and
Department of the Navy civilians from 1951 to present. (Only samples
of data from each category are on file, depending on research study.)
Categories of records in the system:
Performance, attitudinal, biographical, aptitude, vocational
interest, demographic, physiological. Data in any file are limited,
depending on purpose of the research study.
Authority for maintenance of the system:
5 U.S.C. 301, Departmental Regulations.
Purpose(s):
The data are used solely by Navy Personnel Research and
Development Center researchers who analyze them statistically to
arrive at recommendations to management on such topics as: Comparison
of different training methods, selection tests, equipment designs, or
policies relating to improving race relations and decreasing drug
abuse. In no case are the data used for other than statistical
purposes; that is, the data are not used in making decisions
affecting specific individuals as individuals.
Routine uses of records maintained in the system, including
categories of users and the purposes of such uses:
In addition to those disclosures generally permitted under 5
U.S.C. 552a(b) of the Privacy Act, these records or information
contained therein may specifically be disclosed outside the DoD as a
routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:
The `Blanket Routine Uses' that appear at the beginning of the
Navy's compilation of systems of records notices apply to this
system.
Policies and practices for storing, retrieving, accessing,
retaining, and disposing of records in the system:
Other Popular 1997 Privacy Act Documents Documents:
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