Home > 106th Congressional Bills > S. 1809 (is) To improve service systems for individuals with developmental disabilities, and for other purposes. [Introduced in Senate] ...

S. 1809 (is) To improve service systems for individuals with developmental disabilities, and for other purposes. [Introduced in Senate] ...


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    (a) In General.--Any State desiring to receive assistance under 
this subtitle shall submit to the Secretary, and obtain approval of, a 
5-year strategic State plan under this section.
    (b) Planning Cycle.--The plan described in subsection (a) shall be 
updated as appropriate during the 5-year period.
    (c) State Plan Requirements.--In order to be approved by the 
Secretary under this section, a State plan shall meet each of the 
following requirements:
            (1) State council.--The plan shall provide for the 
        establishment and maintenance of a Council in accordance with 
        section 125 and describe the membership of such Council.
            (2) Designated state agency.--The plan shall identify the 
        agency or office within the State designated to support the 
        Council in accordance with this section and section 125(d) 
        (referred to in this subtitle as a ``designated State 
        agency'').
            (3) Comprehensive review and analysis.--The plan shall 
        describe the results of a comprehensive review and analysis of 
        the extent to which services, supports, and other assistance 
        are available to individuals with developmental disabilities 
        and their families, and the extent of unmet needs for services, 
        supports, and other assistance for those individuals and their 
        families, in the State. The results of the comprehensive review 
        and analysis shall include--
                    (A) a description of the services, supports, and 
                other assistance being provided to individuals with 
                developmental disabilities and their families under 
                other federally assisted State programs, plans, and 
                policies under which the State operates and in which 
                individuals with developmental disabilities are or may 
                be eligible to participate, including particularly 
                programs relating to the areas of emphasis, including--
                            (i) medical assistance, maternal and child 
                        health care, services for children with special 
                        health care needs, children's mental health 
                        services, comprehensive health and mental 
                        health services, and institutional care 
                        options;
                            (ii) job training, job placement, worksite 
                        accommodation, and vocational rehabilitation, 
                        and other work assistance programs; and
                            (iii) social, child welfare, aging, 
                        independent living, and rehabilitation and 
                        assistive technology services, and such other 
                        services as the Secretary may specify;
                    (B) a description of the extent to which agencies 
                operating such other federally assisted State programs, 
                including activities authorized under section 101 or 
                102 of the Assistive Technology Act of 1998 (29 U.S.C. 
                3011, 3012), pursue interagency initiatives to improve 
                and enhance community services, individualized 
                supports, and other forms of assistance for individuals 
                with developmental disabilities;
                    (C) an analysis of the extent to which community 
                services and opportunities related to the areas of 
                emphasis directly benefit individuals with 
                developmental disabilities, especially with regard to 
                their ability to access and use services provided in 
                their communities, to participate in opportunities, 
                activities, and events offered in their communities, 
                and to contribute to community life, identifying 
                particularly--
                            (i) the degree of support for individuals 
                        with developmental disabilities that are 
                        attributable to either physical impairment, 
                        mental impairment, or a combination of physical 
                        and mental impairments;
                            (ii) criteria for eligibility for services, 
                        including specialized services and special 
                        adaptation of generic services provided by 
                        agencies within the State, that may exclude 
                        individuals with developmental disabilities 
                        from receiving services described in this 
                        clause;
                            (iii) the barriers that impede full 
                        participation of members of unserved and 
                        underserved groups of individuals with 
                        developmental disabilities and their families;
                            (iv) the availability of assistive 
                        technology, assistive technology services, or 
                        rehabilitation technology, or information about 
                        assistive technology, assistive technology 
                        services, or rehabilitation technology to 
                        individuals with developmental disabilities;
                            (v) the numbers of individuals with 
                        developmental disabilities on waiting lists for 
                        services described in this subparagraph;
                            (vi) a description of the adequacy of 
                        current resources and projected availability of 
                        future resources to fund services described in 
                        this subparagraph;
                            (vii) a description of the adequacy of 
                        health care and other services, supports, and 
                        assistance that individuals with developmental 
                        disabilities who are in facilities receive 
                        (based in part on each independent review 
                        (pursuant to section 1902(a)(30)(C) of the 
                        Social Security Act (42 U.S.C. 
                        1396a(a)(30)(C))) of an Intermediate Care 
                        Facility (Mental Retardation) within the State, 
                        which the State shall provide to the Council 
                        not later than 30 days after the availability 
                        of the review); and
                            (viii) to the extent that information is 
                        available, a description of the adequacy of 
                        health care and other services, supports, and 
                        assistance that individuals with developmental 
                        disabilities who are served through home and 
                        community-based waivers (authorized under 
                        section 1915(c) of the Social Security Act (42 
                        U.S.C. 1396n(c))) receive;
                    (D) a description of how entities funded under 
                subtitles C and D, through interagency agreements or 
                other mechanisms, collaborated with the entity funded 
                under this subtitle in the State, each other, and other 
                entities to contribute to the achievement of the 
                purpose of this subtitle; and
                    (E) the rationale for the goals related to 
                advocacy, capacity building, and systemic change to be 
                undertaken by the Council to contribute to the 
                achievement of the purpose of this subtitle.
            (4) Plan goals.--The plan shall focus on Council efforts to 
        bring about the purpose of this subtitle, by--
                    (A) specifying 5-year goals, as developed through 
                data driven strategic planning, for advocacy, capacity 
                building, and systemic change related to the areas of 
                emphasis, to be undertaken by the Council, that--
                            (i) are derived from the unmet needs of 
                        individuals with developmental disabilities and 
                        their families identified under paragraph (3); 
                        and
                            (ii) include a goal, for each year of the 
                        grant, to--
                                    (I) establish or strengthen a 
                                program for the direct funding of a 
                                State self-advocacy organization led by 
                                individuals with developmental 
                                disabilities;
                                    (II) support opportunities for 
                                individuals with developmental 
                                disabilities who are considered leaders 
                                to provide leadership training to 
                                individuals with developmental 
                                disabilities who may become leaders; 
                                and
                                    (III) support and expand 
                                participation of individuals with 
                                developmental disabilities in cross-
                                disability and culturally diverse 
                                leadership coalitions; and
                    (B) for each year of the grant, describing--
                            (i) the goals to be achieved through the 
                        grant, which, beginning in fiscal year 2001, 
                        shall be consistent with applicable indicators 
                        of progress described in section 104(a)(3);
                            (ii) the strategies to be used in achieving 
                        each goal; and
                            (iii) the method to be used to determine if 
                        each goal has been achieved.
            (5) Assurances.--
                    (A) In general.--The plan shall contain or be 
                supported by assurances and information described in 
                subparagraphs (B) through (N) that are satisfactory to 
                the Secretary.
                    (B) Use of funds.--With respect to the funds paid 
                to the State under section 122, the plan shall provide 
                assurances that--
                            (i) not less than 70 percent of such funds 
                        will be expended for activities related to the 
                        goals described in paragraph (4);
                            (ii) such funds will contribute to the 
                        achievement of the purpose of this subtitle in 
                        various political subdivisions of the State;
                            (iii) such funds will be used to 
                        supplement, and not supplant, the non-Federal 
                        funds that would otherwise be made available 
                        for the purposes for which the funds paid under 
                        section 122 are provided;
                            (iv) such funds will be used to complement 
                        and augment rather than duplicate or replace 
                        services for individuals with developmental 
                        disabilities and their families who are 
                        eligible for Federal assistance under other 
                        State programs;
                            (v) part of such funds will be made 
                        available by the State to public or private 
                        entities;
                            (vi) at the request of any State, a portion 
                        of such funds provided to such State under this 
                        subtitle for any fiscal year shall be available 
                        to pay up to \1/2\ (or the entire amount if the 
                        Council is the designated State agency) of the 
                        expenditures found to be necessary by the 
                        Secretary for the proper and efficient exercise 
                        of the functions of the designated State 
                        agency, except that not more than 5 percent of 
                        such funds provided to such State for any 
                        fiscal year, or $50,000, whichever is less, 
                        shall be made available for total expenditures 
                        for such purpose by the designated State 
                        agency; and
                            (vii) not more than 20 percent of such 
                        funds will be allocated to the designated State 
                        agency for service demonstrations by such 
                        agency that--
                                    (I) contribute to the achievement 
                                of the purpose of this subtitle; and
                                    (II) are explicitly authorized by 
                                the Council.
                    (C) State financial participation.--The plan shall 
                provide assurances that there will be reasonable State 
                financial participation in the cost of carrying out the 
                plan.
                    (D) Conflict of interest.--The plan shall provide 
                an assurance that no member of such Council will cast a 
                vote on any matter that would provide direct financial 
                benefit to the member or otherwise give the appearance 
                of a conflict of interest.
                    (E) Urban and rural poverty areas.--The plan shall 
                provide assurances that special financial and technical 
                assistance will be given to organizations that provide 
                community services, individualized supports, and other 
                forms of assistance to individuals with developmental 
                disabilities who live in areas designated as urban or 
                rural poverty areas.
                    (F) Program accessibility standards.--The plan 
                shall provide assurances that programs, projects, and 
                activities funded under the plan, and the buildings in 
                which such programs, projects, and activities are 
                operated, will meet standards prescribed by the 
                Secretary in regulations and all applicable Federal and 
                State accessibility standards, including accessibility 
                requirements of the Americans with Disabilities Act of 
                1990 (42 U.S.C. 12101 et seq.), section 508 of the 
                Rehabilitation Act of 1973 (29 U.S.C. 794d), and the 
                Fair Housing Act (42 U.S.C. 3601 et seq.).
                    (G) Individualized services.--The plan shall 
                provide assurances that any direct services provided to 
                individuals with developmental disabilities and funded 
                under the plan will be provided in an individualized 
                manner, consistent with the unique strengths, 
                resources, priorities, concerns, abilities, and 
                capabilities of such individual.
                    (H) Human rights.--The plan shall provide 
                assurances that the human rights of the individuals 
                with developmental disabilities (especially individuals 
                without familial protection) who are receiving services 
                under programs assisted under this subtitle will be 
                protected consistent with section 109 (relating to 
                rights of individuals with developmental disabilities).
                    (I) Minority participation.--The plan shall provide 
                assurances that the State has taken affirmative steps 
                to assure that participation in programs funded under 
                this subtitle is geographically representative of the 
                State, and reflects the diversity of the State with 
                respect to race and ethnicity.
                    (J) Employee protections.--The plan shall provide 
                assurances that fair and equitable arrangements (as 
                determined by the Secretary after consultation with the 
                Secretary of Labor) will be provided to protect the 
                interests of employees affected by actions taken under 
                the plan to provide community living activities, 
                including arrangements designed to preserve employee 
                rights and benefits and provide training and retraining 
                of such employees where necessary, and arrangements 
                under which maximum efforts will be made to guarantee 
                the employment of such employees.
                    (K) Staff assignments.--The plan shall provide 
                assurances that the staff and other personnel of the 
                Council, while working for the Council, will be 
                responsible solely for assisting the Council in 
                carrying out the duties of the Council under this 
                subtitle and will not be assigned duties by the 
                designated State agency, or any other agency, office, 
                or entity of the State.
                    (L) Noninterference.--The plan shall provide 
                assurances that the designated State agency, and any 
                other agency, office, or entity of the State, will not 
                interfere with the advocacy, capacity building, and 
                systemic change activities, budget, personnel, State 
                plan development, or plan implementation of the 
                Council, except that the designated State agency shall 
                have the authority necessary to carry out the 
                responsibilities described in section 125(d)(3).
                    (M) State quality assurance.--The plan shall 
                provide assurances that the Council will participate in 
                the planning, design or redesign, and monitoring of 
                State quality assurance systems that affect individuals 
                with developmental disabilities.
                    (N) Other assurances.--The plan shall contain such 
                additional information and assurances as the Secretary 
                may find necessary to carry out the provisions 
                (including the purpose) of this subtitle.
    (d) Public Input and Review, Submission, and Approval.--
            (1) Public input and review.--The plan shall be based on 
        public input. The Council shall make the plan available for 
        public review and comment, after providing appropriate and 
        sufficient notice in accessible formats of the opportunity for 
        such review and comment. The Council shall revise the plan to 

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