Home > 108th Congressional Bills > S. 741 (es) To amend the Federal Food, Drug, and Cosmetic Act with regard to new animal drugs, and for other purposes. [Engrossed in Senate] ...

S. 741 (es) To amend the Federal Food, Drug, and Cosmetic Act with regard to new animal drugs, and for other purposes. [Engrossed in Senate] ...


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        S.741

                       One Hundred Eighth Congress

                                 of the

                        United States of America


                          AT THE SECOND SESSION

          Begun and held at the City of Washington on Tuesday,
           the twentieth day of January, two thousand and four


                                 An Act


 
  To amend the Federal Food, Drug, and Cosmetic Act with regard to new 
                  animal drugs, and for other purposes.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

              TITLE I--MINOR USE AND MINOR SPECIES HEALTH

SECTION 101. SHORT TITLE.

    This title may be cited as the ``Minor Use and Minor Species Animal 
Health Act of 2004''.
    SEC. 102. MINOR USE AND MINOR SPECIES ANIMAL HEALTH.
    (a) Findings.--Congress makes the following findings:
        (1) There is a severe shortage of approved new animal drugs for 
    use in minor species.
        (2) There is a severe shortage of approved new animal drugs for 
    treating animal diseases and conditions that occur infrequently or 
    in limited geographic areas.
        (3) Because of the small market shares, low-profit margins 
    involved, and capital investment required, it is generally not 
    economically feasible for new animal drug applicants to pursue 
    approvals for these species, diseases, and conditions.
        (4) Because the populations for which such new animal drugs are 
    intended may be small and conditions of animal management may vary 
    widely, it is often difficult to design and conduct studies to 
    establish drug safety and effectiveness under traditional new 
    animal drug approval processes.
        (5) It is in the public interest and in the interest of animal 
    welfare to provide for special procedures to allow the lawful use 
    and marketing of certain new animal drugs for minor species and 
    minor uses that take into account these special circumstances and 
    that ensure that such drugs do not endanger animal or public 
    health.
        (6) Exclusive marketing rights for clinical testing expenses 
    have helped encourage the development of ``orphan'' drugs for human 
    use, and comparable incentives should encourage the development of 
    new animal drugs for minor species and minor uses.
    (b) Amendments to the Federal Food, Drug, and Cosmetic Act.--
        (1) Definitions.--Section 201 of the Federal Food, Drug, and 
    Cosmetic Act (21 U.S.C. 321) is amended by adding at the end the 
    following:
    ``(nn) The term `major species' means cattle, horses, swine, 
chickens, turkeys, dogs, and cats, except that the Secretary may add 
species to this definition by regulation.
    ``(oo) The term `minor species' means animals other than humans 
that are not major species.
    ``(pp) The term `minor use' means the intended use of a drug in a 
major species for an indication that occurs infrequently and in only a 
small number of animals or in limited geographical areas and in only a 
small number of animals annually.''.
        (2) Three-year exclusivity for minor use and minor species 
    approvals.--Section 512(c)(2)(F) (ii), (iii), and (v) of the 
    Federal Food, Drug, and Cosmetic Act is amended by striking 
    ``(other than bioequivalence or residue studies)'' and inserting 
    ``(other than bioequivalence studies or residue depletion studies, 
    except residue depletion studies for minor uses or minor species)'' 
    every place it appears.
        (3) Scope of review for minor use and minor species 
    applications.--Section 512(d) of the Federal Food, Drug, and 
    Cosmetic Act is amended by adding at the end the following new 
    paragraph:
        ``(5) In reviewing an application that proposes a change to add 
    an intended use for a minor use or a minor species to an approved 
    new animal drug application, the Secretary shall reevaluate only 
    the relevant information in the approved application to determine 
    whether the application for the minor use or minor species can be 
    approved. A decision to approve the application for the minor use 
    or minor species is not, implicitly or explicitly, a reaffirmation 
    of the approval of the original application.''.
        (4) Minor use and minor species new animal drugs.--Chapter V of 
    the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 351 et seq.) is 
    amended by adding at the end the following:

    ``Subchapter F--New Animal Drugs for Minor Use and Minor Species

``SEC. 571. CONDITIONAL APPROVAL OF NEW ANIMAL DRUGS FOR MINOR USE AND 
              MINOR SPECIES.

    ``(a)(1) Except as provided in paragraph (3) of this section, any 
person may file with the Secretary an application for conditional 
approval of a new animal drug intended for a minor use or a minor 
species. Such an application may not be a supplement to an application 
approved under section 512. Such application must comply in all 
respects with the provisions of section 512 of this Act except sections 
512(a)(4), 512(b)(2), 512(c)(1), 512(c)(2), 512(c)(3), 512(d)(1), 
512(e), 512(h), and 512(n) unless otherwise stated in this section, and 
any additional provisions of this section. New animal drugs are subject 
to application of the same safety standards that would be applied to 
such drugs under section 512(d) (including, for antimicrobial new 
animal drugs, with respect to antimicrobial resistance).
    ``(2) The applicant shall submit to the Secretary as part of an 
application for the conditional approval of a new animal drug--
        ``(A) all information necessary to meet the requirements of 
    section 512(b)(1) except section 512(b)(1)(A);
        ``(B) full reports of investigations which have been made to 
    show whether or not such drug is safe under section 512(d) 
    (including, for an antimicrobial new animal drug, with respect to 
    antimicrobial resistance) and there is a reasonable expectation of 
    effectiveness for use;
        ``(C) data for establishing a conditional dose;
        ``(D) projections of expected need and the justification for 
    that expectation based on the best information available;
        ``(E) information regarding the quantity of drug expected to be 
    distributed on an annual basis to meet the expected need; and
        ``(F) a commitment that the applicant will conduct additional 
    investigations to meet the requirements for the full demonstration 
    of effectiveness under section 512(d)(1)(E) within 5 years.
    ``(3) A person may not file an application under paragraph (1) if--
        ``(A) the application seeks conditional approval of a new 
    animal drug that is contained in, or is a product of, a transgenic 
    animal.
        ``(B) the person has previously filed an application for 
    conditional approval under paragraph (1) for the same drug in the 
    same dosage form for the same intended use whether or not 
    subsequently conditionally approved by the Secretary under 
    subsection (b), or
        ``(C) the person obtained the application, or data or other 
    information contained therein, directly or indirectly from the 
    person who filed for conditional approval under paragraph (1) for 
    the same drug in the same dosage form for the same intended use 
    whether or not subsequently conditionally approved by the Secretary 
    under subsection (b).
    ``(b) Within 180 days after the filing of an application pursuant 
to subsection (a), or such additional period as may be agreed upon by 
the Secretary and the applicant, the Secretary shall either--
        ``(1) issue an order, effective for one year, conditionally 
    approving the application if the Secretary finds that none of the 
    grounds for denying conditional approval, specified in subsection 
    (c) of this section applies and publish a Federal Register notice 
    of the conditional approval, or
        ``(2) give the applicant notice of an opportunity for an 
    informal hearing on the question whether such application can be 
    conditionally approved.
    ``(c) If the Secretary finds, after giving the applicant notice and 
an opportunity for an informal hearing, that--
        ``(1) any of the provisions of section 512(d)(1) (A) through 
    (D) or (F) through (I) are applicable;
        ``(2) the information submitted to the Secretary as part of the 
    application and any other information before the Secretary with 
    respect to such drug, is insufficient to show that there is a 
    reasonable expectation that the drug will have the effect it 
    purports or is represented to have under the conditions of use 
    prescribed, recommended, or suggested in the proposed labeling 
    thereof; or
        ``(3) another person has received approval under section 512 
    for the same drug in the same dosage form for the same intended 
    use, and that person is able to assure the availability of 
    sufficient quantities of the drug to meet the needs for which the 
    drug is intended;
the Secretary shall issue an order refusing to conditionally approve 
the application. If, after such notice and opportunity for an informal 
hearing, the Secretary finds that paragraphs (1) through (3) do not 
apply, the Secretary shall issue an order conditionally approving the 
application effective for one year and publish a Federal Register 
notice of the conditional approval. Any order issued under this 
subsection refusing to conditionally approve an application shall state 
the findings upon which it is based.
    ``(d) A conditional approval under this section is effective for a 
1-year period and is thereafter renewable by the Secretary annually for 
up to 4 additional 1-year terms. A conditional approval shall be in 
effect for no more than 5 years from the date of approval under 
subsection (b)(1) or (c) of this section unless extended as provided 
for in subsection (h) of this section. The following shall also apply:
        ``(1) No later than 90 days from the end of the 1-year period 
    for which the original or renewed conditional approval is 
    effective, the applicant may submit a request to renew a 
    conditional approval for an additional 1-year term.
        ``(2) A conditional approval shall be deemed renewed at the end 
    of the 1-year period, or at the end of a 90-day extension that the 
    Secretary may, at the Secretary's discretion, grant by letter in 
    order to complete review of the renewal request, unless the 
    Secretary determines before the expiration of the 1-year period or 
    the 90-day extension that--
            ``(A) the applicant failed to submit a timely renewal 
        request;
            ``(B) the request fails to contain sufficient information 
        to show that--
                ``(i) the applicant is making sufficient progress 
            toward meeting approval requirements under section 
            512(d)(1)(E), and is likely to be able to fulfill those 
            requirements and obtain an approval under section 512 
            before the expiration of the 5-year maximum term of the 
            conditional approval;
                ``(ii) the quantity of the drug that has been 
            distributed is consistent with the conditionally approved 
            intended use and conditions of use, unless there is 
            adequate explanation that ensures that the drug is only 
            used for its intended purpose; or
                ``(iii) the same drug in the same dosage form for the 
            same intended use has not received approval under section 
            512, or if such a drug has been approved, that the holder 
            of the approved application is unable to assure the 
            availability of sufficient quantities of the drug to meet 
            the needs for which the drug is intended; or
            ``(C) any of the provisions of section 512(e)(1) (A) 
        through (B) or (D) through (F) are applicable.
        ``(3) If the Secretary determines before the end of the 1-year 
    period or the 90-day extension, if granted, that a conditional 
    approval should not be renewed, the Secretary shall issue an order 
    refusing to renew the conditional approval, and such conditional 
    approval shall be deemed withdrawn and no longer in effect. The 
    Secretary shall thereafter provide an opportunity for an informal 
    hearing to the applicant on the issue whether the conditional 
    approval shall be reinstated.
    ``(e)(1) The Secretary shall issue an order withdrawing conditional 
approval of an application filed pursuant to subsection (a) if the 
Secretary finds that another person has received approval under section 
512 for the same drug in the same dosage form for the same intended use 
and that person is able to assure the availability of sufficient 
quantities of the drug to meet the needs for which the drug is 
intended.
    ``(2) The Secretary shall, after due notice and opportunity for an 
informal hearing to the applicant, issue an order withdrawing 
conditional approval of an application filed pursuant to subsection (a) 
if the Secretary finds that--
        ``(A) any of the provisions of section 512(e)(1) (A) through 
    (B) or (D) through (F) are applicable; or
        ``(B) on the basis of new information before the Secretary with 
    respect to such drug, evaluated together with the evidence 
    available to the Secretary when the application was conditionally 
    approved, that there is not a reasonable expectation that such drug 
    will have the effect it purports or is represented to have under 
    the conditions of use prescribed, recommended, or suggested in the 
    labeling thereof.
    ``(3) The Secretary may also, after due notice and opportunity for 
an informal hearing to the applicant, issue an order withdrawing 
conditional approval of an application filed pursuant to subsection (a) 
if the Secretary finds that any of the provisions of section 512(e)(2) 
are applicable.
    ``(f)(1) The label and labeling of a new animal drug with a 
conditional approval under this section shall--
        ``(A) bear the statement, `conditionally approved by FDA 
    pending a full demonstration of effectiveness under application 
    number'; and
        ``(B) contain such other information as prescribed by the 
    Secretary.
    ``(2) An intended use that is the subject of a conditional approval 
under this section shall not be included in the same product label with 
any intended use approved under section 512.
    ``(g) A conditionally approved new animal drug application may not 
be amended or supplemented to add indications for use.
    ``(h) 180 days prior to the termination date established under 
subsection (d) of this section, an applicant shall have submitted all 
the information necessary to support a complete new animal drug 
application in accordance with section 512(b)(1) or the conditional 
approval issued under this section is no longer in effect. Following 
review of this information, the Secretary shall either--
        ``(1) issue an order approving the application under section 
    512(c) if the Secretary finds that none of the grounds for denying 
    approval specified in section 512(d)(1) applies, or
        ``(2) give the applicant an opportunity for a hearing before 
    the Secretary under section 512(d) on the question whether such 
    application can be approved.
Upon issuance of an order approving the application, product labeling 
and administrative records of approval shall be modified accordingly. 
If the Secretary has not issued an order under section 512(c) approving 
such application prior to the termination date established under 
subsection (d) of this section, the conditional approval issued under 
this section is no longer in effect unless the Secretary grants an 
extension of an additional 180-day period so that the Secretary can 
complete review of the application. The decision to grant an extension 
is committed to the discretion of the Secretary and not subject to 
judicial review.
    ``(i) The decision of the Secretary under subsection (c), (d), or 
(e) of this section refusing or withdrawing conditional approval of an 
application shall constitute final agency action subject to judicial 
review.
    ``(j) In this section and section 572, the term `transgenic animal' 
means an animal whose genome contains a nucleotide sequence that has 
been intentionally modified in vitro, and the progeny of such an 
animal; Provided that the term `transgenic animal' does not include an 
animal of which the nucleotide sequence of the genome has been modified 
solely by selective breeding.

``SEC. 572. INDEX OF LEGALLY MARKETED UNAPPROVED NEW ANIMAL DRUGS FOR 
              MINOR SPECIES.

    ``(a)(1) The Secretary shall establish an index limited to--
        ``(A) new animal drugs intended for use in a minor species for 

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