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_______________________________________________________________________

Part XV





Department of the Treasury





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Semiannual Regulatory Agenda


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DEPARTMENT OF THE TREASURY (TREAS)                                     
  
  
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DEPARTMENT OF THE TREASURY (TREAS)                                     
Departmental Offices (DO)
  
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DEPARTMENT OF THE TREASURY

31 CFR Subtitle A, Chs. I and II

Semiannual Agenda

AGENCY: Departmental Offices, Treasury.

ACTION: Semiannual agenda.

_______________________________________________________________________

SUMMARY: This notice is given pursuant to the requirements of the 
``Regulatory Flexibility Act'' (Pub. L. 96-354, September 19, 1980) and 
Executive Order 12866 (``Regulatory Planning and Review,'' September 
30, 1993), which require the publication of a semiannual agenda of 
regulations.

FOR FURTHER INFORMATION CONTACT: For additional information about a 
specific regulation in the agenda or plan, contact the ``Agency 
Contact'' identified in the item relating to that regulation.

SUPPLEMENTARY INFORMATION: The semiannual agenda of the Department of 
the Treasury conforms to the Unified Agenda format developed by the 
Regulatory Information Service Center (RISC).

    For this edition of the regulatory agenda of the Department of 
the Treasury, the most important significant regulatory actions are 
included in The Regulatory Plan, which appears in Part II of this 
issue of the Federal Register. Regulatory actions included in The 
Regulatory Plan are listed in the Table of Contents for each 
Treasury bureau and are denoted by a bracketed bold reference that 
directs the reader to the appropriate Sequence Number in Part II.

Dated: August 30, 1994.

Edward S. Knight,

Executive Secretary.

                                       Departmental Offices--Prerule Stage                                      
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
  Number                                                                                               Number   
----------------------------------------------------------------------------------------------------------------
3069        31 CFR 103  Anti-Money Laundering Programs (Reg Plan Seq. No. 135)....................    1505-AA51 
3070        17 CFR 404  Amendments Under the Government Securities Act; Large Position Reporting..   1505-AA53  
----------------------------------------------------------------------------------------------------------------
References in boldface appear in the Regulatory Plan in Part II of this issue of the Federal Register.          


                                    Departmental Offices--Proposed Rule Stage                                   
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
  Number                                                                                               Number   
----------------------------------------------------------------------------------------------------------------
3071        17 CFR 404  Revisions to the Government Securities Act Regulations; Risk Assessment                 
            Rule for Specialized Government Securities Broker-Dealers.............................    1505-AA47 
----------------------------------------------------------------------------------------------------------------


                                     Departmental Offices--Final Rule Stage                                     
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
  Number                                                                                               Number   
----------------------------------------------------------------------------------------------------------------
3072        31 CFR 10  Due Diligence Standards With Respect to Persons Practicing Before the                    
            Internal Revenue Service..............................................................    1505-AA17 
3073        31 CFR 21  Restrictions on Lobbying...................................................    1505-AA35 
3074        31 CFR 103  International Funds Transfers.............................................    1505-AA37 
3075        31 CFR 103  Mandatory Aggregation of Currency Transactions for Certain Financial                    
            Institutions and Mandatory Magnetic Media Reporting of Currency Transaction Reports...    1505-AA41 
3076        17 CFR 402  Revisions to the Government Securities Act Regulations; Financial                       
            Responsibility; Minimum Capital Requirements..........................................    1505-AA44 
3077        31 CFR 103  International and Domestic Funds Transfers (Reg Plan Seq. No. 136)........    1505-AA46 
3078        17 CFR 405  Revisions to the Government Securities Act Regulations; Early Warning                   
            Level.................................................................................   1505-AA48  
----------------------------------------------------------------------------------------------------------------
References in boldface appear in the Regulatory Plan in Part II of this issue of the Federal Register.          


                                     Departmental Offices--Completed Actions                                    
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
  Number                                                                                               Number   
----------------------------------------------------------------------------------------------------------------
3079        31 CFR 10  Revision of Circular 230; Practice Before the Internal Revenue Service.....    1505-AA45 
3080        31 CFR 337  Supplemental Regulations Governing Federal Housing Administration                       
            Debentures............................................................................    1505-AA52 
----------------------------------------------------------------------------------------------------------------

      
  
          
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DEPARTMENT OF THE TREASURY (TREAS)                        Prerule Stage
Departmental Offices (DO)
  
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3069. <bullet> ANTI-MONEY LAUNDERING PROGRAMS

Regulatory Plan:  This entry is Seq. No. 135 in Part II of this issue 
of the Federal Register.

RIN: 1505-AA51
_______________________________________________________________________

3070. <bullet> AMENDMENTS UNDER THE GOVERNMENT SECURITIES ACT; LARGE 
POSITION REPORTING

Legal Authority:  PL 103-202, sec 104

CFR Citation:  17 CFR 404; 17 CFR 405

Legal Deadline: None

Abstract: These rules would provide a mechanism for the reporting of 
information about large positions in recently issued Treasury 
securities. The rules will define what constitutes a large position and 
how positions should be aggregated across affiliates and subsidiaries. 
The scope of the reporting requirement would extend to any entity whose 
positions in the covered securities would meet the definition of a 
large position.

Timetable:
_________________________________________________________________________

Action                            Date                      FR Cite

_________________________________________________________________________

ANPRM                           12/00/94
ANPRM Comment Period End        02/00/95

Small Entities Affected: None

Government Levels Affected: None

Agency Contact: Ken Papaj, Director, Government Securities Regulations 
Staff, Department of the Treasury, Bureau of the Public Debt, Room 515, 
999 E Street NW., Washington, DC 20239-0001, 202 219-3632

RIN: 1505-AA53
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                  Proposed Rule Stage
Departmental Offices (DO)
  
_______________________________________________________________________
  
3071. REVISIONS TO THE GOVERNMENT SECURITIES ACT REGULATIONS; RISK 
ASSESSMENT RULE FOR SPECIALIZED GOVERNMENT SECURITIES BROKER-DEALERS

Legal Authority:  15 USC 78o-5(b); PL 103-202, sec 102

CFR Citation:  17 CFR 404; 17 CFR 405

Legal Deadline: None

Abstract: The Department will propose risk assessment recordkeeping and 
reporting rules for registered Government securities brokers and 
dealers under the authority granted it by the Market Reform Act of 
1990. Registered Government securities brokers and dealers would be 
required to maintain and report information on the financial and 
securities activities of affiliates whose business activities are 
reasonably likely to have a material impact on the financial or 
operational condition of such entities. These rules are intended to 
provide regulators with access to information concerning the financial 
risk posed to registered Government securities brokers and dealers as a 
result of certain activities conducted by affiliates within holding 
company structures. These rules will parallel risk assessment rules 
that have been promulgated by the Securities and Exchange Commission.

Timetable:
_________________________________________________________________________

Action                            Date                      FR Cite

_________________________________________________________________________

NPRM                            11/00/94
NPRM Comment Period End         01/00/95

Small Entities Affected: None

Government Levels Affected: None

Agency Contact: Kerry Lanham, Government Securities Specialist, 
Government Securities Regulations Staff, Department of the Treasury, 
Bureau of the Public Debt, Room 515, 999 E Street NW., Washington, DC 
20239-0001, 202 219-3632

RIN: 1505-AA47
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                     Final Rule Stage
Departmental Offices (DO)
  
_______________________________________________________________________
  
3072. DUE DILIGENCE STANDARDS WITH RESPECT TO PERSONS PRACTICING BEFORE 
THE INTERNAL REVENUE SERVICE

Legal Authority:  5 USC 301; 31 USC 330; 31 USC 321

CFR Citation:  31 CFR 10

Legal Deadline: None

Abstract: The proposed regulation would modify the current regulations 
governing practice before the Internal Revenue Service by clarifying 
the requirements relating to due diligence standards imposed on tax 
practitioners.

Timetable:
_________________________________________________________________________

Action                            Date                      FR Cite

_________________________________________________________________________

NPRM                            08/14/86                    51 FR 29113
Extend Public Comment Period to 
11/13/86                        08/27/86                    51 FR 30510
NPRM Comment Period End         10/14/86                    51 FR 29113
Extend Public Comment Period to 
02/13/87                        11/06/86                    51 FR 40340


Next Action Undetermined

Small Entities Affected: None

Government Levels Affected: None

Agency Contact: Leslie S. Shapiro, Director of Practice, Department of 
the Treasury, Internal Revenue Service, 801 Pennsylvania Avenue NW., 
Washington, DC 20004, 202 376-1421

RIN: 1505-AA17
_______________________________________________________________________

3073. RESTRICTIONS ON LOBBYING

Legal Authority:  31 USC 321; 31 USC 1352

CFR Citation:  31 CFR 21

Legal Deadline: None

Abstract: This document constitutes the Department of the Treasury's 
participation in a common rulemaking to prohibit certain recipients of 
Federal contracts, grants, and loans from using appropriated funds for 
lobbying the executive or legislative branches of the Federal 
Government in connection with a specific contract, grant, or loan.

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