Home > 1994 Unified Agenda > ua25ap94 3170. ESCROW FUNDS AND OTHER SIMILAR FUNDS...

ua25ap94 3170. ESCROW FUNDS AND OTHER SIMILAR FUNDS...


Google
 
Web GovRecords.org

<DOC>

_______________________________________________________________________

Part XV




 
Department of the Treasury





_______________________________________________________________________



Semiannual Regulatory Agenda


=======================================================================

DEPARTMENT OF THE TREASURY (TREAS)                                     
  
  
_______________________________________________________________________
  
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                                     
Departmental Offices (DO)
  
_______________________________________________________________________
  

DEPARTMENT OF THE TREASURY

31 CFR Subtitle A, Chs. I and II

Semiannual Agenda

AGENCY: Departmental Offices, Treasury.

ACTION: Semiannual agenda.

_______________________________________________________________________

SUMMARY: This notice is given pursuant to the requirements of the 
``Regulatory Flexibility Act'' (Pub. L. 96-354, September 19, 1980) and 
Executive Order 12866 (``Regulatory Planning and Review,'' September 
30, 1993), which require the publication of a semiannual agenda of 
regulations. The semiannual agenda of the Department of the Treasury 
conforms to the Unified Agenda format developed by the Regulatory 
Information Service Center (RISC).

FOR FURTHER INFORMATION CONTACT: For additional information about a 
specific Departmental Offices regulation, contact the ``Agency 
Contact'' listed in the specific regulatory action.

Dated: March 6, 1994.

Edward S. Knight,

Executive Secretary. 

                                   Departmental Offices--Proposed Rule Stage                                    
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
 Number                                                                                                Number   
----------------------------------------------------------------------------------------------------------------
2866        31 CFR 103  Money Laundering Through International Payments...........................    1505-AA37 
2867        17 CFR 402  Revisions to the Government Securities Act Regulations; Financial                       
            Responsibility; Minimum Capital Requirements..........................................    1505-AA44 
2868        31 CFR 10  Revision of Circular 230; Practice Before the Internal Revenue Service.....    1505-AA45 
2869        31 CFR 103  Bank Secrecy Act Regulations; Transmittal Orders for Funds Transfers and                
            Transmittal of Funds by Financial Institutions........................................    1505-AA46 
2870        17 CFR 405  Revisions to the Government Securities Act Regulations; Early Warning                   
            Level.................................................................................   1505-AA48  
----------------------------------------------------------------------------------------------------------------


                                     Departmental Offices--Final Rule Stage                                     
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
 Number                                                                                                Number   
----------------------------------------------------------------------------------------------------------------
2871        31 CFR 10  Due Diligence Standards With Respect to Persons Practicing Before the                    
            Internal Revenue Service..............................................................    1505-AA17 
2872        31 CFR 21  Restrictions on Lobbying...................................................    1505-AA35 
2873        31 CFR 103  Mandatory Aggregation of Currency Transactions for Certain Financial                    
            Institutions and Mandatory Magnetic Media Reporting of Currency Transaction Reports...   1505-AA41  
----------------------------------------------------------------------------------------------------------------


                                    Departmental Offices--Completed Actions                                     
----------------------------------------------------------------------------------------------------------------
                                                                                                     Regulation 
 Sequence                                           Title                                            Identifier 
 Number                                                                                                Number   
----------------------------------------------------------------------------------------------------------------
2874        17 CFR 403  Revisions to the Government Securities Act Regulations; Mortgage-Backed                 
            Securities............................................................................   1505-AA42  
----------------------------------------------------------------------------------------------------------------

      
  
          
  
<DOC>
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                  Proposed Rule Stage
Departmental Offices (DO)
  
_______________________________________________________________________
 
2866. MONEY LAUNDERING THROUGH INTERNATIONAL PAYMENTS

Significance:
Subject to OMB review: Undetermined
Economically significant: Undetermined
Regulatory Plan entry: Undetermined

Legal Authority:  31 USC 5314; 31 USC 5318

CFR Citation:  31 CFR 103

Legal Deadline:  Final, Statutory, December 31, 1993.
Title XV, PL 102-550.

Abstract: This rule, issued under the Bank Secrecy Act, addresses the 
problem of money laundering through international payments, especially 
wire transfers of funds.

Timetable:
_________________________________________________________________________

Action                            Date                      FR Cite

_________________________________________________________________________

ANPRM                           10/31/89                    54 FR 45769
ANPRM Comment Period End        01/02/90                    54 FR 45770
NPRM                            10/15/90                    55 FR 41696
NPRM Comment Period End         11/29/90                    55 FR 41696
Comment Period Extended to 01/
15/91                           12/05/90                    55 FR 50192
Second NPRM                     08/31/93                    58 FR 46014
Second NPRM Comment Period End  10/04/93                    58 FR 46014


Next Action Undetermined

Small Entities Affected: Undetermined

Government Levels Affected: Undetermined

Agency Contact: Linda Noonan, Senior Counsel for Financial Enforcement, 
Department of the Treasury, Room 2000, Washington, DC 20220, 202 622-
1934

RIN: 1505-AA37
_______________________________________________________________________

<DOC>
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                  Proposed Rule Stage
Departmental Offices (DO)
  
_______________________________________________________________________
 
2867. REVISIONS TO THE GOVERNMENT SECURITIES ACT REGULATIONS; FINANCIAL 
RESPONSIBILITY; MINIMUM CAPITAL REQUIREMENTS

Legal Authority:  31 USC 3121; 31 USC 9110; 15 USC 78o-5

CFR Citation:  17 CFR 402; 17 CFR 404

Legal Deadline: None

Abstract: The proposal would raise the minimum capital requirements for 
all government securities brokers and dealers subject to the 
requirements of 17 CFR 402.2 and establish a written notification 
requirement for certain withdrawals of capital. This proposal is a 
companion rule to Security and Exchange Commission's previously 
proposed revised minimum capital requirements for brokers and dealers 
subject to the requirements of 17 CFR 240.15c3-1 and final rules 
regarding the withdrawal of capital.

Timetable:
_________________________________________________________________________

Action                            Date                      FR Cite

_________________________________________________________________________

NPRM                            04/00/94
NPRM Comment Period End         06/00/94

Small Entities Affected: None

Government Levels Affected: None

Agency Contact: Donald V. Hammond, Assistant Director, Government 
Securities Regulations Staff, Department of the Treasury, Bureau of the 
Public Debt, Room 209, 999 E Street NW., Washington, DC 20239-0001, 202 
219-3632

RIN: 1505-AA44
_______________________________________________________________________

<DOC>
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                  Proposed Rule Stage
Departmental Offices (DO)
  
_______________________________________________________________________
 
2868. REVISION OF CIRCULAR 230; PRACTICE BEFORE THE INTERNAL REVENUE 
SERVICE

Significance:
Subject to OMB review: Undetermined

Legal Authority:  5 USC 301; 31 USC 321; 31 USC 330

CFR Citation:  31 CFR 10

Legal Deadline: None

Abstract: This rule would amend the regulations governing the practice 
of individuals before the Internal Revenue Service, and affect 
individuals who are eligible to practice before the Service. The 
regulations would (1) establish tax return preparation standards and 
prescribe the circumstances under which a practitioner could be 
disciplined for violations; (2) prohibit contingent fees for preparing 
tax returns; (3) extend certain existing restrictions governing limited 
practice before the Service to all individuals eligible to engage in 
limited practice; (4) establish expedited proceedings to temporarily 
suspend, in cases where certain determinations have been made by 
independent bodies, individuals from practice before the Service; and 
(5) permit attorneys and certified public accountants in good standing 
to obtain or retain enrolled agent status.

Timetable:
_________________________________________________________________________

Action                            Date                      FR Cite

_________________________________________________________________________

NPRM                            10/08/92                    57 FR 46356
NPRM Comment Period End         11/16/92                    57 FR 46356


Next Action Undetermined

Small Entities Affected: None

Government Levels Affected: None

Agency Contact: David L. Meyer, Attorney-Advisor, Department of the 
Treasury, Internal Revenue Service, Office of the Assistant Chief 
Counsel (Income Tax and Accounting), Washington, DC 20224, 202 622-6232

RIN: 1505-AA45
_______________________________________________________________________

<DOC>
_______________________________________________________________________

DEPARTMENT OF THE TREASURY (TREAS)                  Proposed Rule Stage
Departmental Offices (DO)
  
_______________________________________________________________________
 
2869. BANK SECRECY ACT REGULATIONS; TRANSMITTAL ORDERS FOR FUNDS 
TRANSFERS AND TRANSMITTAL OF FUNDS BY FINANCIAL INSTITUTIONS

Significance:
Subject to OMB review: Undetermined
Economically significant: Undetermined
Regulatory Plan entry: Undetermined

Legal Authority:  31 USC 5311 to 5322; 12 USC 1829b; 12 USC 1951 to 
1959

CFR Citation:  31 CFR 103

Legal Deadline: None

Abstract: This document proposes to amend Treasury's regulations under 
the Bank Secrecy Act to require a bank or nonbank financial institution 

Pages: 1 2 3 4 5 6 Next >>

Other Popular 1994 Unified Agenda Documents:

1 ua14no94 FEDERAL MEDIATION AND CONCILIATION SERVICE...
2 ua14no94 OFFICE OF GOVERNMENT ETHICS...
3 ua25ap94 1526. STANDARDS OF CONDUCT (FR-3331)...
4 ua14no94 Public Health Service (PHS)--Food and Drug Administration (FDA)...
5 ua14no94 FEDERAL TRADE COMMISSION (FTC)...
6 ua14no94 DEPARTMENT OF COMMERCE (DOC)...
7 ua25ap94 993. FEDERAL STAFFORD LOAN REPAYMENT PROVISIONS...
8 ua25ap94 4817. REGULATION: H--MEMBERSHIP OF STATE BANKING INSTITUTIONS IN...
9 ua25ap94 Small Business Administration...
10 ua25ap94 4873. CLASS EXEMPTION FOR RAIL CONSTRUCTION, EX PARTE NO. 392 (SUB-NO. 3)...
11 ua14no94 Noise Control Act (NCA)...
12 ua25ap94 5029. DEFINITIONS PRINCIPALLY RELATING TO INTERNATIONAL TRANSACTIONS...
13 ua14no94 FEDERAL EMERGENCY MANAGEMENT AGENCY (FEMA)...
14 ua25ap94 1485. STANDARDS FOR SAFE TRANSPORTATION...
15 ua14no94 FEDERAL TRADE COMMISSION...
16 ua14no94 REGULATORY INFORMATION SERVICE CENTER...
17 ua25ap94 225. EMERGENCY COMMUNITY WATER ASSISTANCE GRANTS...
18 ua25ap94 4443. REPORTING PLAN FUNDING INFORMATION...
19 ua25ap94 2659. LATERAL PERFORMANCE REQUIREMENTS FOR FUEL SYSTEM INTEGRITY...
20 ua14no94 NUCLEAR REGULATORY COMMISSION (NRC)...
21 ua25ap94 4538. WORLDWIDE FREE FLOW OF AUDIO-VISUAL MATERIAL...
22 ua25ap94 4104. ALTERNATIVES FOR INTERPRETING THE RELATIONSHIP BETWEEN...
23 ua14no94 DIVISION OF INVESTMENT MANAGEMENT...
24 ua14no94 ENVIRONMENTAL PROTECTION AGENCY...
25 ua14no94 Office of the Assistant Secretary for Veterans' Employment & Training...
26 ua14no94 OFFICE OF PERSONNEL MANAGEMENT...
27 ua14no94 DEPARTMENT OF DEFENSE/GENERAL SERVICES ADMINISTRATION...
28 ua14no94 5244. QUALIFICATION OF, ETHICAL STANDARDS OF CONDUCT FOR, AND...
29 ua14no94 UNITED STATES INFORMATION AGENCY...
30 ua14no94 Office of the Secretary (HUDSEC)...


Other Documents:

1994 Unified Agenda Records and Documents

GovRecords.org presents information on various agencies of the United States Government. Even though all information is believed to be credible and accurate, no guarantees are made on the complete accuracy of our government records archive. Care should be taken to verify the information presented by responsible parties. Please see our reference page for congressional, presidential, and judicial branch contact information. GovRecords.org values visitor privacy. Please see the privacy page for more information.
House Rules:

104th House Rules
105th House Rules
106th House Rules

Congressional Bills:

104th Congressional Bills
105th Congressional Bills
106th Congressional Bills
107th Congressional Bills
108th Congressional Bills

Supreme Court Decisions

Supreme Court Decisions

Additional

1995 Privacy Act Documents
1997 Privacy Act Documents
1994 Unified Agenda
2004 Unified Agenda

Congressional Documents:

104th Congressional Documents
105th Congressional Documents
106th Congressional Documents
107th Congressional Documents
108th Congressional Documents

Congressional Directory:

105th Congressional Directory
106th Congressional Directory
107th Congressional Directory
108th Congressional Directory

Public Laws:

104th Congressional Public Laws
105th Congressional Public Laws
106th Congressional Public Laws
107th Congressional Public Laws
108th Congressional Public Laws

Presidential Records

1994 Presidential Documents
1995 Presidential Documents
1996 Presidential Documents
1997 Presidential Documents
1998 Presidential Documents
1999 Presidential Documents
2000 Presidential Documents
2001 Presidential Documents
2002 Presidential Documents
2003 Presidential Documents
2004 Presidential Documents

Home Executive Judicial Legislative Additional Reference About Privacy